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Cerity Partners LLC

Position in CAT — Caterpillar Inc

CIK 1566475 NEW YORK, NY

Position in CAT

as of Mar 31, 2026 · filed May 15, 2026
Position Value
$195,119,801
+$39,914,425 QoQ
Shares Held
275,414
+1.7% QoQ
Ownership
0.060%
of shares outstanding
% of Portfolio
0.51%
of 13F equity value
Holder Rank
not a current holder
Holding Since
Mar 2020
25 quarters on record
Voting authority Sole 73% Shared 8% None 19%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Derivatives in CAT

reported options exposure · as of Mar 31, 2026
CallValue
$0
CallShares
0
PutValue
$708,460
PutShares
1,000

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Farm & Heavy Construction Machinery

Industrials · as of Mar 31, 2026

Cerity Partners LLC holds $331,642,354 across 12 Farm & Heavy Construction Machinery names. CAT ranks #1 (58.8% of the industry book) .

# Ticker Company Shares Value (USD) Open
1 CAT
Caterpillar Inc
This page
275,414 $195,119,801

All Filings in CAT

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26 filing rows on record
Report Date Value (USD) Shares
2026-03-31 $195,119,801 275,414
2026-03-31 $708,460 1,000
2025-12-31 $155,205,376 270,926
2025-09-30 $123,082,751 257,954
2025-06-30 $101,062,321 260,329
2025-03-31 $97,247,796 294,869
2024-12-31 $83,512,793 230,215
2024-09-30 $91,472,798 233,874
2024-06-30 $70,625,860 212,026
2024-03-31 $80,354,801 219,291
2023-12-31 $149,999,895 507,322
2023-09-30 $37,919,973 138,901
2023-06-30 $39,755,036 161,573
2023-03-31 $33,671,059 147,138
2022-12-31 $32,789,056 136,872
2022-09-30 $5,721,633 34,871
2022-06-30 $6,394,066 35,769
2022-03-31 $3,420,509 15,351
2021-12-31 $2,816,625 13,624
2021-09-30 $1,751,534 9,124
2021-06-30 $1,164,102 5,349
2021-03-31 $1,354,584 5,842
2020-12-31 $8,189,989 44,995
2020-09-30 $6,537,990 43,835
2020-06-30 $5,502,370 43,497
2020-03-31 $2,967,258 25,571