Tradewinds Capital Management, LLC

Position in CAT — Caterpillar Inc

CIK 1616026 BELLINGHAM, WA

Position in CAT

as of Jun 30, 2026 · filed Jul 24, 2026 Compact

Position Value

$595,279

+$220,504 QoQ

Shares Held

559

+5.7% QoQ

Ownership

0.000%

of shares outstanding

% of Portfolio

0.58%

of 13F equity value

Holder Rank

#2,942

of 4,045 holders

Holding Since

Mar 2020

23 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Industrials · as of Jun 30, 2026

Tradewinds Capital Management, LLC holds $1,018,839 across 3 Farm & Heavy Construction Machinery names. CAT ranks #1 (58.4% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	CAT	Caterpillar Inc This page	559	$595,279
2	DE	Deere & Co	435	$275,933
3	PCAR	Paccar Inc	1,229	$147,627

23 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$595,279	559	+5.7%	Shares	Sole	2026-07-24
2026-03-31	$374,775	529	+0.4%	Shares	Sole	2026-04-15
2025-12-31	$301,902	527	+39.8%	Shares	Sole	2026-01-14
2025-09-30	$179,885	377	+2.2%	Shares	Sole	2025-10-21
2025-06-30	$143,249	369	-13.6%	Shares	Sole	2025-07-29
2025-03-31	$140,824	427	0.0%	Shares	Sole	2025-04-25
2024-12-31	$154,898	427	0.0%	Shares	Sole	2025-02-04
2024-09-30	$167,008	427	0.0%	Shares	Sole	2024-10-16
2024-06-30	$142,233	427	+0.7%	Shares	Sole	2024-07-18
2024-03-31	$155,366	424	+0.5%	Shares	Sole	2024-04-19
2023-12-31	$124,772	422	+0.5%	Shares	Sole	2024-02-01
2023-09-30	$114,660	420	+0.5%	Shares	Sole	2023-10-30
2023-06-30	$102,848	418	+13833.3%	Shares	Sole	2023-07-20
2022-06-30	$536	3	-98.9%	Shares	Sole	2022-07-21
2022-03-31	$59,270	266	+1.1%	Shares	Sole	2022-04-25
2021-12-31	$54,372	263	-7.1%	Shares	Sole	2022-02-02
2021-09-30	$54,327	283	0.0%	Shares	Sole	2021-11-04
2021-06-30	$61,589	283	0.0%	Shares	Sole	2021-07-30
2021-03-31	$65,619	283	+7.6%	Shares	Sole	2021-04-23
2020-12-31	$47,871	263	0.0%	Shares	Sole	2021-02-10
2020-09-30	$39,226	263	-3.3%	Shares	Sole	2020-10-26
2020-06-30	$34,408	272	-31.7%	Shares	Sole	2020-08-11
2020-03-31	$46,183	398	—	Shares	Sole	2020-05-11
No filing history on record for this holder in this stock.