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Cetera Investment Advisers

Position in CAT — Caterpillar Inc

CIK 1666741 SCHAUMBURG, IL

Position in CAT

as of Mar 31, 2026 · filed May 13, 2026
Position Value
$209,570,261
+$44,628,385 QoQ
Shares Held
295,811
+2.7% QoQ
Ownership
0.064%
of shares outstanding
% of Portfolio
0.66%
of 13F equity value
Holder Rank
not a current holder
Holding Since
Mar 2020
25 quarters on record
Voting authority Sole 0% Shared 0% None 100%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Derivatives in CAT

reported options exposure · as of Mar 31, 2024
CallValue
$0
CallShares
0
PutValue
$366,430
PutShares
1,000

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Farm & Heavy Construction Machinery

Industrials · as of Mar 31, 2026

Cetera Investment Advisers holds $308,385,407 across 11 Farm & Heavy Construction Machinery names. CAT ranks #1 (68.0% of the industry book) .

# Ticker Company Shares Value (USD) Open
1 CAT
Caterpillar Inc
This page
295,811 $209,570,261

All Filings in CAT

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26 filing rows on record
Report Date Value (USD) Shares
2026-03-31 $209,570,261 295,811
2025-12-31 $164,941,876 287,922
2025-09-30 $131,417,607 275,422
2025-06-30 $90,444,389 232,978
2025-03-31 $77,567,311 235,195
2024-12-31 $84,713,166 233,524
2024-09-30 $93,084,213 237,994
2024-06-30 $78,564,632 235,859
2024-03-31 $366,430 1,000
2024-03-31 $92,224,934 251,685
2023-12-31 $22,871,552 77,355
2023-09-30 $20,469,540 74,980
2023-06-30 $17,370,391 70,597
2023-03-31 $16,009,417 69,959
2022-12-31 $15,704,595 65,556
2022-09-30 $5,741,815 34,994
2022-06-30 $9,202,207 51,478
2022-03-31 $11,636,774 52,225
2021-12-31 $10,813,122 52,303
2021-09-30 $10,429,922 54,331
2021-06-30 $10,366,369 47,633
2021-03-31 $9,839,171 42,434
2020-12-31 $7,672,143 42,150
2020-09-30 $1,630,060 10,929
2020-06-30 $1,446,021 11,431
2020-03-31 $1,397,353 12,042