Bay Harbor Wealth Management, LLC

Position in CAT — Caterpillar Inc

CIK 1767989 Hunt Valley, MD

Position in CAT

as of Jun 30, 2026 · filed Jul 28, 2026 Compact

Position Value

$603,798

+$569,084 QoQ

Shares Held

567

+1057.1% QoQ

Ownership

0.000%

of shares outstanding

% of Portfolio

2.70%

of 13F equity value

Holder Rank

#2,920

of 4,031 holders

Holding Since

Mar 2020

16 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Industrials · as of Jun 30, 2026

Bay Harbor Wealth Management, LLC holds $642,987 across 8 Farm & Heavy Construction Machinery names. CAT ranks #1 (93.9% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	CAT	Caterpillar Inc This page	567	$603,798
2	DE	Deere & Co	33	$20,932
3	PCAR	Paccar Inc	86	$10,330
4	OSK	Oshkosh Corp	14	$2,148
5	AGCO	Agco Corp /De	15	$1,795
6	FSS	Federal Signal Corp /De/	12	$1,541
7	CNH	CNH Industrial N.V.	121	$1,358
8	TEX	Terex Corp	15	$1,085

16 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$603,798	567	+1057.1%	Shares	Other	2026-07-28
2026-03-31	$34,714	49	+40.0%	Shares	Other	2026-04-14
2025-12-31	$20,050	35	+40.0%	Shares	Other	2026-02-02
2025-09-30	$11,928	25	+25.0%	Shares	Other	2025-10-09
2025-06-30	$7,764	20	+81.8%	Shares	Sole	2025-07-22
2025-03-31	$3,627	11	-95.8%	Shares	Sole	2025-05-12
2024-12-31	$94,317	260	+3.6%	Shares	Other	2025-01-27
2024-09-30	$98,171	251	-4.2%	Shares	Other	2024-10-24
2024-06-30	$87,272	262	0.0%	Shares	Other	2024-07-24
2024-03-31	$96,004	262	0.0%	Shares	Other	2024-04-22
2023-12-31	$77,465	262	0.0%	Shares	Other	2024-01-26
2023-09-30	$71,526	262	+151.9%	Shares	Other	2023-10-25
2020-12-31	$18,930	104	+62.5%	Shares	Sole	2021-02-09
2020-09-30	$9,545	64	0.0%	Shares	Sole	2020-10-27
2020-06-30	$8,096	64	-13.5%	Shares	Sole	2020-07-16
2020-03-31	$8,586	74	—	Shares	Sole	2020-05-20
No filing history on record for this holder in this stock.