XML Financial, LLC

Position in CAT — Caterpillar Inc

CIK 1800465 BETHESDA, MD

Position in CAT

as of Jun 30, 2026 · filed Jul 24, 2026 Compact

Position Value

$3,419,393

-$259,639 QoQ

Shares Held

3,211

-38.2% QoQ

Ownership

0.001%

of shares outstanding

% of Portfolio

0.60%

of 13F equity value

Holder Rank

#1,465

of 4,031 holders

Holding Since

Mar 2020

26 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Industrials · as of Jun 30, 2026

XML Financial, LLC holds $5,723,823 across 4 Farm & Heavy Construction Machinery names. CAT ranks #1 (59.7% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	CAT	Caterpillar Inc This page	3,211	$3,419,393
2	AGCO	Agco Corp /De	13,223	$1,582,793
3	DE	Deere & Co	597	$378,695
4	PCAR	Paccar Inc	2,855	$342,942

26 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$3,419,393	3,211	-38.2%	Shares	Sole	2026-07-24
2026-03-31	$3,679,032	5,193	+2.3%	Shares	Sole	2026-04-16
2025-12-31	$2,908,460	5,077	+0.5%	Shares	Sole	2026-02-11
2025-09-30	$2,410,084	5,051	+11.2%	Shares	Sole	2025-10-20
2025-06-30	$1,763,249	4,542	+3.8%	Shares	Sole	2025-07-17
2025-03-31	$1,442,875	4,375	+1.7%	Shares	Sole	2025-04-22
2024-12-31	$1,560,230	4,301	+7.7%	Shares	Sole	2025-01-17
2024-09-30	$1,562,133	3,994	-15.6%	Shares	Sole	2024-11-01
2024-06-30	$1,577,228	4,735	+0.1%	Shares	Sole	2024-07-22
2024-03-31	$1,733,213	4,730	-31.0%	Shares	Sole	2024-05-15
2023-12-31	$2,027,704	6,858	+0.8%	Shares	Sole	2024-02-14
2023-09-30	$1,857,765	6,805	+0.1%	Shares	Sole	2023-11-06
2023-06-30	$1,672,647	6,798	+7.0%	Shares	Sole	2023-08-07
2023-03-31	$1,454,278	6,355	+3.7%	Shares	Sole	2023-05-15
2022-12-31	$1,467,544	6,126	+40.1%	Shares	Sole	2023-02-10
2022-09-30	$717,685	4,374	+24.8%	Shares	Sole	2022-11-04
2022-06-30	$626,553	3,505	+7.9%	Shares	Sole	2022-08-01
2022-03-31	$723,942	3,249	+3.4%	Shares	Sole	2022-05-02
2021-12-31	$649,577	3,142	+7.9%	Shares	Sole	2022-02-01
2021-09-30	$559,016	2,912	+17.0%	Shares	Sole	2021-11-01
2021-06-30	$541,681	2,489	+1.1%	Shares	Sole	2021-08-10
2021-03-31	$570,863	2,462	-41.3%	Shares	Sole	2021-05-14
2020-12-31	$763,755	4,196	+47.7%	Shares	Sole	2021-02-08
2020-09-30	$423,735	2,841	-32.6%	Shares	Sole	2020-11-13
2020-06-30	$533,577	4,218	-6.4%	Shares	Sole	2020-07-31
2020-03-31	$523,108	4,508	—	Shares	Sole	2020-05-08
No filing history on record for this holder in this stock.