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MIZUHO SECURITIES USA LLC

Broker-Dealer

Position in CAT — Caterpillar Inc

CIK 812291 NEW YORK, NY

Position in CAT

as of Jun 30, 2026 · filed Jul 28, 2026
Position Value
$38,399,229
+$18,470,958 QoQ
Shares Held
36,059
+28.2% QoQ
Ownership
0.008%
of shares outstanding
% of Portfolio
0.63%
of 13F equity value
Holder Rank
#413
of 4,031 holders
Holding Since
Jun 2025
5 quarters on record
Voting authority Sole 100% Shared 0% None 0%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Position in Farm & Heavy Construction Machinery

Industrials · as of Jun 30, 2026

MIZUHO SECURITIES USA LLC holds $55,823,146 across 3 Farm & Heavy Construction Machinery names. CAT ranks #1 (68.8% of the industry book) .

# Ticker Company Shares Value (USD) Open
1 CAT
Caterpillar Inc
This page
36,059 $38,399,229

All Filings in CAT

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5 filing rows on record
Report Date Value (USD) Shares
2026-06-30 $38,399,229 36,059
2026-03-31 $19,928,271 28,129
2025-12-31 $19,520,545 34,075
2025-09-30 $16,280,835 34,121
2025-06-30 $12,617,601 32,502