Position in CEF
as of Jun 30, 2026
· filed Aug 10, 2026
Position Value
$1,037,008
-$44,136 QoQ
Shares Held
25,777
+13.8% QoQ
Ownership
0.014%
of shares outstanding
% of Portfolio
0.05%
of 13F equity value
Holder Rank
#168
of 444 holders
Holding Since
Mar 2020
25 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in CEF Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026Moors & Cabot, Inc. holds $54,413,943 across 72 Asset Management names. CEF ranks #13 (1.9% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BLK |
BlackRock, Inc.
|
9,883 | $9,503,097 | |
| 2 | BX |
Blackstone Inc.
|
47,029 | $5,533,902 | |
| 3 | JPC |
Nuveen Preferred & Income Opportunities Fund
|
544,903 | $4,293,835 | |
| 4 | STT |
State Street Corp
|
17,325 | $2,938,320 | |
| 5 | PHYS |
Sprott Physical Gold Trust
|
77,969 | $2,352,324 | |
| 6 | AB |
Alliancebernstein Holding L.P.
|
51,706 | $1,821,085 | |
| 7 | SEIC |
Sei Investments Co
|
20,298 | $1,780,337 | |
| 8 | RMT |
Royce Micro-Cap Trust, Inc.
|
114,617 | $1,677,992 |
All Filings in CEF
Export CSV
25 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $1,037,008 | 25,777 | Shares | Sole | 2026-08-10 | |
| 2026-03-31 | $1,081,144 | 22,656 | Shares | Sole | 2026-05-08 | |
| 2025-12-31 | $774,157 | 16,903 | Shares | Sole | 2026-02-10 | |
| 2025-09-30 | $629,160 | 17,148 | Shares | Sole | 2025-11-14 | |
| 2025-06-30 | $516,154 | 17,148 | Shares | Sole | 2025-08-06 | |
| 2025-03-31 | $485,754 | 17,098 | Shares | Sole | 2025-05-08 | |
| 2024-12-31 | $463,866 | 19,523 | Shares | Sole | 2025-02-07 | |
| 2024-09-30 | $534,445 | 21,823 | Shares | Sole | 2024-11-08 | |
| 2024-06-30 | $558,239 | 25,317 | Shares | Sole | 2024-08-09 | |
| 2024-03-31 | $551,559 | 27,117 | Shares | Sole | 2024-05-08 | |
| 2023-12-31 | $527,544 | 27,548 | Shares | Sole | 2024-02-14 | |
| 2023-09-30 | $507,441 | 29,298 | Shares | Sole | 2023-11-08 | |
| 2023-06-30 | $525,697 | 29,173 | Shares | Sole | 2023-08-10 | |
| 2023-03-31 | $541,260 | 28,623 | Shares | Sole | 2023-05-05 | |
| 2022-12-31 | $513,084 | 28,616 | Shares | Sole | 2023-02-10 | |
| 2022-09-30 | $470,712 | 30,232 | Shares | Sole | 2022-11-08 | |
| 2022-06-30 | $519,721 | 30,899 | Shares | Sole | 2022-08-08 | |
| 2022-03-31 | $568,880 | 29,354 | Shares | Sole | 2022-05-13 | |
| 2021-12-31 | $520,739 | 29,354 | Shares | Sole | 2022-02-14 | |
| 2021-06-30 | $448,357 | 24,002 | Shares | Sole | 2021-08-10 | |
| 2021-03-31 | $416,914 | 24,002 | Shares | Sole | 2021-05-12 | |
| 2020-12-31 | $392,843 | 20,302 | Shares | Sole | 2021-02-11 | |
| 2020-09-30 | $357,666 | 19,502 | Shares | Sole | 2020-11-09 | |
| 2020-06-30 | $278,038 | 16,452 | Shares | Sole | 2020-08-13 | |
| 2020-03-31 | $225,908 | 15,452 | Shares | Sole | 2020-05-12 | |
| No filing history on record for this holder in this stock. | ||||||