8-K/A

ConnectOne Bancorp, Inc. (CNOB)

8-K/A 2025-11-07 For: 2025-11-06
View Original
Added on April 06, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_________________

FORM 8-K/A

_________________

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  November 6, 2025

_______________________________

CONNECTONE BANCORP, INC.

(Exact name of registrant as specified in its charter)

_______________________________

New Jersey 001-40751 52-1273725
(State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

301 Sylvan Avenue

Englewood Cliffs, New Jersey 07632

(Address of Principal Executive Offices) (Zip Code)

(844) 266-2548

(Registrant's telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

_______________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock CNOB NASDAQ
Depositary Shares (each representing a 1/40th interest in a share of 5.25% Series A Non-Cumulative, perpetual preferred stock) CNOBP NASDAQ

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Explanatory Note

This Amendment to the Current Report on Form 8-K filed by ConnectOne Bancorp, Inc. on November 6, 2025 (the "Original Report") is being filed to correct a typographical error in the investor presentation included as Exhibit 99.1. The last bullet on slide 11 of Exhibit 99.1 should indicate “NIM of 3.40%+ projected for 4^th^ qtr 2026”, instead of “NIM of 3.40%+ projected for 4^th^ qtr 2025.” Except for the foregoing, this amendment does not amend, modify or update any other portion of the investor presentation contained in the Original Report.

Item 8.01. Other Events.

Exhibit 99.1: Presentation, November 2025, Investor Presentation

Item 9.01. Financial Statements and Exhibits.

Exhibits. The following is filed as an Exhibit to this Current Report on Form 8-K:

99.1 Power Point Presentation, November 2025, Investor Presentation
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

ConnectOne Bancorp, Inc.
Date: November 6, 2025 By: /s/ William S. Burns
William S. Burns
Senior Executive Vice President and Chief Financial Officer

Image Exhibit

Exhibit 99.1

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