8-K
Coda Octopus Group, Inc. (CODA)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 22, 2022
CODA
OCTOPUS GROUP, INC.
(Name of Small Business Issuer in its Charter)
| Delaware | 001-38154 | 34-2008348 |
|---|---|---|
| (State<br> or other jurisdiction<br><br> <br>of<br> incorporation or organization | (Commission<br><br> <br>File<br> Number) | (I.R.S.<br> Employer<br><br> <br>Identification<br> Number) |
3300S Hiawassee Rd.****, Suite104-105
Orlando**,Florida**
32835
(Address,
Including Zip Code of Principal Executive Offices)
863-937-8985
(Issuer’s telephone number)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written<br> communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title<br> of each class | Trading<br> Symbol(s) | Name<br> of each exchange on which registered |
|---|---|---|
| Common<br> Stock | CODA | Nasdaq |
Item5.07 Submission of Matters to a Vote of Security Holders.
On September 22, 2022, Coda Octopus Group, Inc. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the following matters were submitted to a vote of the stockholders of the Company:
| For | Against | Abstain | Withheld | ||||||
|---|---|---|---|---|---|---|---|---|---|
| 1. | Election of Directors | ||||||||
| Annmarie Gayle | 7,353,946 | -0- | 70,832 | ||||||
| Michael Hamilton | 7,369,752 | -0- | 55,026 | ||||||
| Mary Losty | 7,095,285 | -0- | 329,493 | ||||||
| G. Tyler Runnels | 7,293,515 | -0- | 131,263 | ||||||
| J. Charles Plumb | 7,303,309 | -0- | 121,469 | ||||||
| 2. | Ratification of Appointment of Frazier & Deeter, LLC. as the Company’s independent registered public accounting firm | 7,402,010 | 17,092 | 5,676 | |||||
| 3. | Approval on an advisory basis of executive compensation | 7,269,994 | 91,278 | 36,506 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: September 23, 2022
| Coda Octopus Group, Inc. | |
|---|---|
| By: | /s/ Annmarie Gayle |
| Chief Executive Officer |