8-K
Coda Octopus Group, Inc. (CODA)
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON, D.C.
20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September
4, 2024
CODA OCTOPUS
GROUP, INC.
(Name of Small Business Issuer in its Charter)
| Delaware | 001-38154 | 34-2008348 |
|---|---|---|
| (State or other jurisdiction<br><br> <br>of incorporation or organization | (Commission<br><br> <br>File Number) | (I.R.S. Employer<br><br> <br>Identification Number) |
3300 S Hiawassee Rd., Suite 104-105
Orlando, Florida 32835
(Address, Including Zip Code of Principal Executive Offices)
863-937-8985
(Issuer’s telephone number)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
|---|---|---|
| Common Stock | CODA | Nasdaq |
Item 5.07 Submission of Matters to a Vote of Security Holders.
On September 4, 2024, the Company held its annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the following matters were submitted to a vote of the stockholders of the Company:
| For | Against | Abstain | Withheld | ||||||
|---|---|---|---|---|---|---|---|---|---|
| 1 | Election of Directors | ||||||||
| Annmarie Gayle | 6,566,934 | -0- | 538,461 | ||||||
| Michael Hamilton | 6,492,482 | -0- | 612,913 | ||||||
| G. Tyler Runnels | 5,228,415 | -0- | 1,876,980 | ||||||
| Anthony Tata | 6,986,905 | -0- | 118,490 | ||||||
| Robert Harcourt | 6,468,264 | -0- | 637,131 | ||||||
| Gwenael Rouy-Poirier | 6,007,707 | -0- | 1,097,688 | ||||||
| Angus McFadzean | 6,528,852 | -0- | 576,543 | ||||||
| 2 | Ratification of Appointment of Frazier & Deeter, LLC. as the Company’s independent registered public accounting firm | 7,080,864 | 22,678 | 1,853 | |||||
| 3 | Approval on an advisory basis of executive compensation | 7,035,944 | 39,852 | 29,599 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: September 9, 2024
| Coda Octopus Group, Inc. | |
|---|---|
| By: | /s/ Annmarie Gayle |
| Chief Executive Officer |