Baker Avenue Asset Management, LP
Position in DIA — Spdr Dow Jones Industrial Average ETF Trust
CIK 1432529
SAN FRANCISCO, CA
Position in DIA
as of Jun 30, 2026
· filed Jul 28, 2026
Position Value
$147,313
+$147,313 QoQ
Shares Held
282
Ownership
—
of shares outstanding
% of Portfolio
0.00%
of 13F equity value
Holder Rank
#1,288
of 1,432 holders
Holding Since
Mar 2021
12 quarters on record
Voting authority
Sole 45%
Shared 0%
None 55%
Common Shares in DIA Over Time
Shares Held
Position Value (USD)
Derivatives in DIA
reported options exposure · as of Jun 30, 2026CallValue
$0
CallShares
0
PutValue
$9,141,825
PutShares
17,500
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
All Filings in DIA
Export CSV
18 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $147,313 | 282 | Shares | Sole | 2026-07-28 | |
| 2026-06-30 | $9,141,825 | 17,500 | Put | Sole | 2026-07-28 | |
| 2025-09-30 | $63,420 | 97,000 | Put | Sole | 2025-10-31 | |
| 2025-06-30 | $24,500 | 50,000 | Put | Sole | 2025-08-13 | |
| 2024-12-31 | $597,500 | 150,000 | Put | Sole | 2025-02-14 | |
| 2024-09-30 | $257,775 | 132,500 | Put | Sole | 2024-11-04 | |
| 2024-06-30 | $40,320 | 42,000 | Put | Sole | 2024-08-08 | |
| 2024-03-31 | $25,058,880 | 63,000 | Put | Sole | 2024-05-13 | |
| 2023-09-30 | $79,718 | 238 | Shares | Sole | 2023-11-15 | |
| 2023-09-30 | $14,067,900 | 42,000 | Put | Sole | 2023-11-15 | |
| 2023-06-30 | $47,451,300 | 138,000 | Put | Sole | 2023-08-14 | |
| 2023-06-30 | $81,836 | 238 | Shares | Sole | 2023-08-14 | |
| 2023-03-31 | $39,914,400 | 120,000 | Put | Sole | 2023-05-16 | |
| 2023-03-31 | $79,163 | 238 | Shares | Sole | 2023-05-16 | |
| 2022-12-31 | $97,411 | 294 | Shares | Sole | 2023-02-14 | |
| 2022-12-31 | $24,518,420 | 74,000 | Put | Sole | 2023-02-14 | |
| 2021-03-31 | $99,054 | 300 | Shares | Sole | 2021-05-17 | |
| 2021-03-31 | $45,234,660 | 137,000 | Put | Sole | 2021-05-17 | |
| No filing history on record for this holder in this stock. | ||||||