NWAM LLC
Position in DIA — Spdr Dow Jones Industrial Average ETF Trust
CIK 1655006
MERCER ISLAND, WA
Position in DIA
as of Jun 30, 2026
· filed Jul 23, 2026
Position Value
$6,627,039
+$1,446,259 QoQ
Shares Held
12,686
+13.4% QoQ
Ownership
—
of shares outstanding
% of Portfolio
0.67%
of 13F equity value
Holder Rank
#214
of 1,432 holders
Holding Since
Mar 2020
25 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in DIA Over Time
Shares Held
Position Value (USD)
Derivatives in DIA
reported options exposure · as of Mar 31, 2021CallValue
$792,432
CallShares
2,400
PutValue
$0
PutShares
0
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
All Filings in DIA
Export CSV
27 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $6,627,039 | 12,686 | Shares | Sole | 2026-07-23 | |
| 2026-03-31 | $5,180,780 | 11,185 | Shares | Sole | 2026-05-04 | |
| 2025-12-31 | $5,426,596 | 11,292 | Shares | Sole | 2026-02-04 | |
| 2025-09-30 | $5,225,886 | 11,269 | Shares | Sole | 2026-02-04 | |
| 2025-06-30 | $4,910,162 | 11,143 | Shares | Sole | 2026-02-04 | |
| 2025-03-31 | $4,004,815 | 9,538 | Shares | Sole | 2025-05-05 | |
| 2024-12-31 | $4,861,763 | 11,426 | Shares | Sole | 2025-02-05 | |
| 2024-09-30 | $4,764,331 | 11,260 | Shares | Sole | 2024-11-12 | |
| 2024-03-31 | $4,298,592 | 10,807 | Shares | Sole | 2024-05-09 | |
| 2023-12-31 | $4,669,796 | 12,391 | Shares | Sole | 2024-02-14 | |
| 2023-09-30 | $4,264,583 | 12,732 | Shares | Sole | 2023-11-01 | |
| 2023-06-30 | $4,419,847 | 12,854 | Shares | Sole | 2023-08-10 | |
| 2023-03-31 | $2,620,712 | 7,879 | Shares | Sole | 2023-05-12 | |
| 2022-12-31 | $4,162,167 | 12,562 | Shares | Sole | 2023-02-08 | |
| 2022-09-30 | $3,239,882 | 11,277 | Shares | Sole | 2022-11-14 | |
| 2022-06-30 | $3,352,159 | 10,890 | Shares | Sole | 2022-08-10 | |
| 2022-03-31 | $3,446,449 | 9,937 | Shares | Sole | 2022-05-12 | |
| 2021-12-31 | $2,027,688 | 5,581 | Shares | Sole | 2022-02-10 | |
| 2021-09-30 | $1,711,747 | 5,060 | Shares | Sole | 2021-11-03 | |
| 2021-06-30 | $1,747,516 | 5,066 | Shares | Sole | 2021-08-04 | |
| 2021-03-31 | $792,432 | 2,400 | Call | Sole | 2021-04-23 | |
| 2021-03-31 | $1,675,993 | 5,076 | Shares | Sole | 2021-04-23 | |
| 2020-12-31 | $703,317 | 2,300 | Call | Sole | 2021-01-22 | |
| 2020-12-31 | $1,513,048 | 4,948 | Shares | Sole | 2021-01-22 | |
| 2020-09-30 | $638,250 | 2,300 | Call | Sole | 2020-10-16 | |
| 2020-06-30 | $434,253 | 1,684 | Shares | Sole | 2020-07-21 | |
| 2020-03-31 | $319,418 | 1,457 | Shares | Sole | 2020-04-16 | |
| No filing history on record for this holder in this stock. | ||||||