AE Wealth Management LLC
Position in DIA — Spdr Dow Jones Industrial Average ETF Trust
CIK 1697723
TOPEKA, KS
Position in DIA
as of Jun 30, 2026
· filed Aug 3, 2026
Position Value
$4,133,668
-$2,309,765 QoQ
Shares Held
7,913
-43.1% QoQ
Ownership
—
of shares outstanding
% of Portfolio
0.04%
of 13F equity value
Holder Rank
#284
of 1,432 holders
Holding Since
Mar 2020
26 quarters on record
Voting authority
Sole 0%
Shared 0%
None 100%
Common Shares in DIA Over Time
Shares Held
Position Value (USD)
Derivatives in DIA
reported options exposure · as of Sep 30, 2021CallValue
$136,316
CallShares
600
PutValue
$0
PutShares
0
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
All Filings in DIA
Export CSV
32 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $4,133,668 | 7,913 | Shares | Sole | 2026-08-03 | |
| 2026-03-31 | $6,443,433 | 13,911 | Shares | Sole | 2026-05-13 | |
| 2025-12-31 | $7,639,618 | 15,897 | Shares | Sole | 2026-01-26 | |
| 2025-09-30 | $6,099,571 | 13,153 | Shares | Sole | 2025-11-03 | |
| 2025-06-30 | $8,638,941 | 19,605 | Shares | Other | 2025-08-06 | |
| 2025-03-31 | $4,602,723 | 10,962 | Shares | Other | 2025-05-06 | |
| 2024-12-31 | $12,060,797 | 28,345 | Shares | Sole | 2025-02-13 | |
| 2024-09-30 | $4,758,829 | 11,247 | Shares | Sole | 2024-11-14 | |
| 2024-06-30 | $4,622,764 | 11,819 | Shares | Other | 2024-08-12 | |
| 2024-03-31 | $7,623,070 | 19,165 | Shares | Sole | 2024-05-15 | |
| 2023-12-31 | $65,262,201 | 173,169 | Shares | Sole | 2024-02-14 | |
| 2023-09-30 | $51,162,942 | 152,748 | Shares | Sole | 2023-10-11 | |
| 2023-06-30 | $57,235,895 | 166,456 | Shares | Sole | 2023-07-10 | |
| 2023-03-31 | $37,938,304 | 114,059 | Shares | Sole | 2023-04-14 | |
| 2022-12-31 | $44,501,594 | 134,312 | Shares | Sole | 2023-01-31 | |
| 2022-09-30 | $35,000,609 | 121,826 | Shares | Sole | 2022-10-25 | |
| 2022-06-30 | $42,475,773 | 137,989 | Shares | Sole | 2022-08-03 | |
| 2022-03-31 | $49,572,411 | 142,930 | Shares | Sole | 2022-04-18 | |
| 2021-12-31 | $46,292,054 | 127,414 | Shares | Sole | 2022-01-20 | |
| 2021-09-30 | $48,695,154 | 143,945 | Shares | Sole | 2021-11-01 | |
| 2021-09-30 | $136,316 | 600 | Call | Sole | 2021-11-01 | |
| 2021-06-30 | $58,612,869 | 169,917 | Shares | Sole | 2021-07-21 | |
| 2021-06-30 | $68,990 | 200 | Call | Sole | 2021-07-21 | |
| 2021-03-31 | $38,810,677 | 117,544 | Shares | Sole | 2021-04-27 | |
| 2020-12-31 | $31,579 | 200 | Call | Sole | 2021-02-01 | |
| 2020-12-31 | $26,463,372 | 86,541 | Shares | Sole | 2021-02-01 | |
| 2020-09-30 | $83,250 | 300 | Call | Sole | 2020-11-06 | |
| 2020-09-30 | $24,895,912 | 89,715 | Shares | Sole | 2020-11-06 | |
| 2020-06-30 | $25,787 | 100 | Call | Sole | 2020-08-05 | |
| 2020-06-30 | $12,158,828 | 47,151 | Shares | Sole | 2020-08-05 | |
| 2020-03-31 | $6,507,623 | 29,684 | Shares | Sole | 2020-05-07 | |
| 2020-03-31 | $22,923 | 200 | Call | Sole | 2020-05-07 | |
| No filing history on record for this holder in this stock. | ||||||