HARBOUR INVESTMENTS, INC.

Position in FAB — First Trust Multi Cap Value AlphaDEX Fund

CIK 810121 MADISON, WI

Position in FAB

as of Jun 30, 2026 · filed Aug 12, 2026 Compact

Position Value

$947,401

+$64,966 QoQ

Shares Held

9,334

+0.0% QoQ

Ownership

—

of shares outstanding

% of Portfolio

0.04%

of 13F equity value

Holder Rank

#11

of 28 holders

Holding Since

Mar 2021

21 quarters on record

Voting authority Sole 100% Shared 0% None 0%

21 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$947,401	9,334	+0.0%	Shares	Sole	2026-08-12
2026-03-31	$882,435	9,333	+30.7%	Shares	Sole	2026-05-15
2025-12-31	$636,709	7,142	-4.8%	Shares	Sole	2026-02-09
2025-09-30	$654,624	7,502	+0.0%	Shares	Sole	2025-11-12
2025-06-30	$609,606	7,501	-3.2%	Shares	Sole	2025-07-28
2025-03-31	$616,122	7,749	+0.0%	Shares	Sole	2025-05-08
2024-12-31	$639,055	7,748	-1.9%	Shares	Sole	2025-02-10
2024-09-30	$667,133	7,896	-0.1%	Shares	Sole	2024-11-04
2024-06-30	$622,361	7,902	-3.7%	Shares	Sole	2024-07-26
2024-03-31	$677,649	8,202	+134.3%	Shares	Sole	2024-07-22
2023-12-31	$273,140	3,500	-8.0%	Shares	Sole	2024-02-16
2023-09-30	$265,094	3,805	-4.9%	Shares	Sole	2023-11-15
2023-06-30	$283,821	4,002	-4.9%	Shares	Sole	2023-08-15
2023-03-31	$293,143	4,207	+15.7%	Shares	Sole	2023-05-15
2022-12-31	$250,298	3,637	+116.9%	Shares	Sole	2023-02-16
2022-09-30	$101,978	1,677	0.0%	Shares	Sole	2022-11-15
2022-06-30	$109,893	1,677	-21.4%	Shares	Sole	2022-08-15
2021-12-31	$160,476	2,134	-64.6%	Shares	Sole	2022-02-16
2021-09-30	$422,391	6,029	+6.8%	Shares	Sole	2021-11-15
2021-06-30	$401,275	5,647	+19.4%	Shares	Sole	2021-08-16
2021-03-31	$326,580	4,731	—	Shares	Sole	2021-08-17
No filing history on record for this holder in this stock.