OSAIC HOLDINGS, INC.

Position in FCA — First Trust China AlphaDEX Fund

CIK 1677044 SCOTTSDALE, AZ

Position in FCA

as of Jun 30, 2026 · filed Aug 14, 2026 Compact

Position Value

$2,044

-$249,929 QoQ

Shares Held

-99.1% QoQ

Ownership

—

of shares outstanding

% of Portfolio

0.00%

of 13F equity value

Holder Rank

#14

of 15 holders

Holding Since

Mar 2020

25 quarters on record

Voting authority Sole 0% Shared 0% None 100%

25 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$2,044	75	-99.1%	Shares	Defined	2026-08-14
2026-03-31	$251,973	8,040	0.0%	Shares	Defined	2026-05-15
2025-12-31	$227,290	8,040	0.0%	Shares	Defined	2026-02-17
2025-09-30	$232,918	8,040	-61.0%	Shares	Defined	2025-11-14
2025-06-30	$496,823	20,598	0.0%	Shares	Defined	2025-09-04
2025-03-31	$431,322	20,598	+174.9%	Shares	Defined	2025-05-12
2024-12-31	$150,234	7,493	+189.4%	Shares	Defined	2025-06-06
2024-09-30	$54,394	2,589	+2463.4%	Shares	Defined	2024-11-13
2024-03-31	$1,889	101	0.0%	Shares	Defined	2024-05-10
2023-12-31	$1,870	101	0.0%	Shares	Defined	2024-02-12
2023-09-30	$1,907	101	0.0%	Shares	Defined	2023-11-13
2023-06-30	$2,036	101	-96.7%	Shares	Defined	2023-08-21
2023-03-31	$67,818	3,101	+1672.0%	Shares	Defined	2023-05-12
2022-12-31	$3,772	175	0.0%	Shares	Defined	2023-02-10
2022-09-30	$3,702	175	+136.5%	Shares	Defined	2022-11-14
2022-06-30	$1,899	74	-67.0%	Shares	Defined	2022-08-10
2022-03-31	$5,830	224	-76.5%	Shares	Defined	2022-05-04
2021-12-31	$26,147	955	+0.3%	Shares	Defined	2022-02-03
2021-09-30	$28,711	952	+2.3%	Shares	Defined	2021-11-05
2021-06-30	$29,251	931	-14.4%	Shares	Defined	2021-08-02
2021-03-31	$32,290	1,088	-78.5%	Shares	Defined	2021-05-13
2020-12-31	$145,828	5,067	+16.9%	Shares	Defined	2021-02-10
2020-09-30	$112,830	4,333	+2.4%	Shares	Defined	2020-11-12
2020-06-30	$101,210	4,233	-4.9%	Shares	Defined	2020-08-14
2020-03-31	$98,944	4,453	—	Shares	Defined	2020-05-18
No filing history on record for this holder in this stock.