Altium Capital Management LLC
Position in HFRO — Highland Opportunities & Income Fund
CIK 1746382
NEW YORK, NY
Position in HFRO
as of Jun 30, 2026
· filed Aug 12, 2026
Position Value
$2,260,602
+$678,544 QoQ
Shares Held
317,055
+14.4% QoQ
Ownership
0.574%
of shares outstanding
% of Portfolio
4.76%
of 13F equity value
Holder Rank
#15
of 91 holders
Holding Since
Dec 2025
3 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in HFRO Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026Altium Capital Management LLC holds $47,153,086 across 18 Asset Management names. HFRO ranks #13 (4.8% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | RMT |
Royce Micro-Cap Trust, Inc.
|
278,051 | $4,070,666 | |
| 2 | ASA |
ASA Gold & Precious Metals Ltd
|
70,390 | $3,663,095 | |
| 3 | RVT |
Royce Small-Cap Trust, Inc.
|
192,509 | $3,555,641 | |
| 4 | NBXG |
Neuberger Next Generation Connectivity Fund Inc.
|
204,562 | $3,383,455 | |
| 5 | PDX |
PIMCO Dynamic Income Strategy Fund
|
157,700 | $3,283,314 | |
| 6 | GAM |
General American Investors Co Inc
|
48,755 | $3,108,131 | |
| 7 | PCQ |
Pimco California Municipal Income Fund
|
333,093 | $2,987,844 | |
| 8 | TY |
TRI-CONTINENTAL Corp
|
86,458 | $2,975,884 |
All Filings in HFRO
Export CSV
3 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $2,260,602 | 317,055 | Shares | Sole | 2026-08-12 | |
| 2026-03-31 | $1,582,058 | 277,068 | Shares | Sole | 2026-05-01 | |
| 2025-12-31 | $855,492 | 143,059 | Shares | Sole | 2026-02-06 | |
| No filing history on record for this holder in this stock. | ||||||