LABT 8-K
Lakewood-Amedex Biotherapeutics Inc. (LABT)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 5.07. Submission of Matters to a Vote of Security Holders.
On September 22, 2026, Lakewood-Amedex Biotherapeutics Inc. (the “Company”) held its 2026 Annual Meeting of Stockholders (the “Annual Meeting”). As of the record date of July 30, 2026, there were 2,369,688 shares of Common Stock outstanding and entitled to vote. The following is a brief description of each matter voted upon at the Annual Meeting and the voting results.
Proposal 1 - Election of Directors
The Company’s stockholders elected each of the following nominees to serve as a director until the Company’s 2027 annual meeting of stockholders and until their respective successors are duly elected and qualified:
| Nominee | For | Against | Withhold | Broker non-vote | ||||
| Kelvin Cooper, Ph.D. | 974,809 | 0 | 294,767 | 44,473 | ||||
| Doug Manion, M.D., FRCP (C) | 976,025 | 0 | 293,551 | 44,473 | ||||
| Leonard J. DeRoma | 938,954 | 0 | 330,622 | 44,473 | ||||
| Joseph Tucker, Ph.D. | 975,720 | 0 | 293,856 | 44,473 |
Proposal 2 - Amendment to Articles of Incorporation to Increase Authorized Shares
The Company's stockholders approved the amendment to the Company's articles of incorporation, as amended, to increase the number of authorized shares of common stock from 12,500,000 to 100,000,000. There were 44,473 broker non-votes on this proposal.
|
For |
Against | Abstain | ||
| 927,022 | 341,843 | 711 |
Proposal 3 - Authority to Effect a Reverse Stock Split
The Company’s stockholders approved the proposal to authorize the Board of Directors, in its sole and absolute discretion, to file a certificate of amendment to the Company’s articles of incorporation to effect one or more reverse stock splits of the Company’s outstanding common stock at a cumulative ratio not to exceed one-for-twenty (1:20). There were 44,473 broker non-votes on this proposal.
| For | Against | Abstain | ||
| 922,614 | 333,546 | 13,416 |
Proposal 4 - Amendment to the 2020 Equity Incentive Plan
The Company's stockholders approved the amendment to the Company's 2020 Equity Incentive Plan, as amended, to increase the number of shares of Common Stock issuable thereunder to 400,000 shares. There were 44,473 broker non-votes on this proposal.
| For | Against | Abstain | ||
| 951,373 | 317,012 | 1,191 |
Proposal 5 - Ratification of Independent Registered Public Accounting Firm
The Company's stockholders ratified the appointment of CBIZ CPAs P.C. as the Company's independent registered public accounting firm. There were no broker non-votes on this proposal.
| For | Against | Abstain | ||
| 1,041,961 | 33,322 | 238,766 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| LAKEWOOD-AMEDEX BIOTHERAPEUTICS INC. | ||
| Date: September 28, 2026 | By: | /s/ Kelvin Cooper |
| Kelvin Cooper | ||
| Chief Executive Officer | ||
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