ICON ADVISERS INC/CO

Position in LPLA — LPL Financial Holdings Inc.

CIK 1058470 GREENWOOD VILLAGE, CO

Position in LPLA

as of Mar 31, 2026 · filed May 13, 2026 Compact

Position Value

$8,648,260

-$1,619,663 QoQ

Shares Held

28,748

0.0% QoQ

Ownership

0.036%

of shares outstanding

% of Portfolio

2.10%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Sep 2021

19 quarters on record

Voting authority Sole 60% Shared 0% None 40%

Financial Services · as of Mar 31, 2026

ICON ADVISERS INC/CO holds $11,277,687 across 2 Capital Markets names. LPLA ranks #1 (76.7% of the industry book) .

#	Ticker	Company	Shares	Value (USD)	Open
1	LPLA	LPL Financial Holdings Inc. This page	28,748	$8,648,260
2	LAZ	Lazard, Inc.	61,898	$2,629,427

19 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$8,648,260	28,748	0.0%	Shares	Sole	2026-05-13
2025-12-31	$10,267,923	28,748	-8.1%	Shares	Sole	2026-02-13
2025-09-30	$10,409,204	31,288	0.0%	Shares	Sole	2025-11-17
2025-06-30	$11,732,061	31,288	-0.6%	Shares	Sole	2025-08-13
2025-03-31	$10,299,348	31,483	0.0%	Shares	Sole	2025-05-15
2024-12-31	$10,279,514	31,483	-3.4%	Shares	Sole	2025-02-13
2024-09-30	$7,579,783	32,583	-28.0%	Shares	Sole	2024-11-13
2024-06-30	$12,647,262	45,282	-0.8%	Shares	Sole	2024-08-14
2024-03-31	$12,055,974	45,632	0.0%	Shares	Sole	2024-05-15
2023-12-31	$10,386,755	45,632	0.0%	Shares	Sole	2024-02-14
2023-09-30	$10,844,444	45,632	0.0%	Shares	Sole	2023-11-14
2023-06-30	$9,921,765	45,632	0.0%	Shares	Sole	2023-07-27
2023-03-31	$9,235,916	45,632	0.0%	Shares	Sole	2023-05-12
2022-12-31	$9,864,269	45,632	0.0%	Shares	Sole	2023-02-14
2022-09-30	$9,969,679	45,632	-3.2%	Shares	Sole	2022-11-14
2022-06-30	$8,694,911	47,132	-3.7%	Shares	Sole	2022-08-11
2022-03-31	$8,938,897	48,932	0.0%	Shares	Sole	2022-05-26
2021-12-31	$7,833,523	48,932	+1.1%	Shares	Sole	2022-02-14
2021-09-30	$7,587,184	48,400	—	Shares	Sole	2021-11-02
No filing history on record for this holder in this stock.