NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
Position in LPLA — LPL Financial Holdings Inc.
CIK 1141802
MILWAUKEE, WI
Position in LPLA
as of Mar 31, 2026
· filed May 7, 2026
Position Value
$4,414,981
-$43,524,733 QoQ
Shares Held
14,676
-89.1% QoQ
Ownership
0.018%
of shares outstanding
% of Portfolio
0.02%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Mar 2020
25 quarters on record
Voting authority
Sole 0.ToString("F0")%
Shared 0.ToString("F0")%
None 100.ToString("F0")%
Common Shares in LPLA Over Time
Shares Held
Position Value (USD)
Position in Capital Markets
Financial Services · as of Mar 31, 2026NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO holds $166,804,784 across 41 Capital Markets names. LPLA ranks #5 (2.6% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | GS |
Goldman Sachs Group Inc
|
92,888 | $78,582,319 | |
| 2 | SCHW |
Schwab Charles Corp
|
505,833 | $47,538,185 | |
| 3 | MS |
Morgan Stanley
|
133,214 | $21,923,027 | |
| 4 | TW |
Tradeweb Markets Inc.
|
43,363 | $5,102,090 | |
| 5 | LPLA |
LPL Financial Holdings Inc.
This page
|
14,676 | $4,414,981 | |
| 6 | HOOD |
Robinhood Markets, Inc.
|
49,028 | $3,397,640 | |
| 7 | EVR |
Evercore Inc.
|
8,553 | $2,553,156 | |
| 8 | IBKR |
Interactive Brokers Group, Inc.
|
15,117 | $1,013,897 |
All Filings in LPLA
Export CSV
25 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $4,414,981 | 14,676 | Shares | Defined | 2026-05-07 | |
| 2025-12-31 | $47,939,714 | 134,221 | Shares | Defined | 2026-02-10 | |
| 2025-09-30 | $33,741,752 | 101,421 | Shares | Defined | 2025-11-14 | |
| 2025-06-30 | $36,798,805 | 98,138 | Shares | Defined | 2025-08-13 | |
| 2025-03-31 | $28,687,888 | 87,693 | Shares | Defined | 2025-05-14 | |
| 2024-12-31 | $821,499 | 2,516 | Shares | Defined | 2025-02-11 | |
| 2024-09-30 | $494,804 | 2,127 | Shares | Defined | 2024-11-12 | |
| 2024-06-30 | $12,058,777 | 43,175 | Shares | Defined | 2024-08-16 | |
| 2024-03-31 | $10,511,197 | 39,785 | Shares | Defined | 2024-05-15 | |
| 2023-12-31 | $9,908,753 | 43,532 | Shares | Defined | 2024-02-13 | |
| 2023-09-30 | $10,140,050 | 42,668 | Shares | Defined | 2023-11-14 | |
| 2023-06-30 | $10,968,256 | 50,445 | Shares | Defined | 2023-08-14 | |
| 2023-03-31 | $9,197,460 | 45,442 | Shares | Defined | 2023-05-15 | |
| 2022-12-31 | $7,636,637 | 35,327 | Shares | Defined | 2023-02-21 | |
| 2022-09-30 | $254,966 | 1,167 | Shares | Defined | 2022-11-14 | |
| 2022-06-30 | $5,104,377 | 27,669 | Shares | Defined | 2022-08-04 | |
| 2022-03-31 | $223,052 | 1,221 | Shares | Defined | 2022-05-09 | |
| 2021-12-31 | $7,971,361 | 49,793 | Shares | Defined | 2022-02-03 | |
| 2021-09-30 | $7,671,050 | 48,935 | Shares | Defined | 2021-11-15 | |
| 2021-06-30 | $6,411,550 | 47,500 | Shares | Defined | 2021-08-13 | |
| 2021-03-31 | $545,752 | 3,839 | Shares | Defined | 2021-05-14 | |
| 2020-12-31 | $19,280 | 185 | Shares | Defined | 2021-02-12 | |
| 2020-09-30 | $9,047 | 118 | Shares | Defined | 2020-11-13 | |
| 2020-06-30 | $9,172 | 117 | Shares | Defined | 2020-08-14 | |
| 2020-03-31 | $6,912 | 127 | Shares | Defined | 2020-05-08 | |
| No filing history on record for this holder in this stock. | ||||||