TWO SIGMA SECURITIES, LLC
Broker-DealerPosition in LPLA — LPL Financial Holdings Inc.
CIK 1450144
NEW YORK, NY
Position in LPLA
as of Mar 31, 2026
· filed May 15, 2026
Position Value
$1,281,234
+$745,837 QoQ
Shares Held
4,259
+184.1% QoQ
Ownership
0.005%
of shares outstanding
% of Portfolio
0.23%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Dec 2020
14 quarters on record
Voting authority
Sole 100.ToString("F0")%
Shared 0.ToString("F0")%
None 0.ToString("F0")%
Common Shares in LPLA Over Time
Shares Held
Position Value (USD)
Derivatives in LPLA
reported options exposure · as of Sep 30, 2024CallValue
$767,679
CallShares
3,300
PutValue
$1,093,361
PutShares
4,700
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Capital Markets
Financial Services · as of Mar 31, 2026TWO SIGMA SECURITIES, LLC holds $8,081,768 across 21 Capital Markets names. LPLA ranks #2 (15.9% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | IBKR |
Interactive Brokers Group, Inc.
|
20,410 | $1,368,898 | |
| 2 | LPLA |
LPL Financial Holdings Inc.
This page
|
4,259 | $1,281,234 | |
| 3 | TW |
Tradeweb Markets Inc.
|
10,724 | $1,261,785 | |
| 4 | MS |
Morgan Stanley
|
5,098 | $838,977 | |
| 5 | HOOD |
Robinhood Markets, Inc.
|
6,624 | $459,043 | |
| 6 | SCHW |
Schwab Charles Corp
|
4,051 | $380,712 | |
| 7 | MKTX |
Marketaxess Holdings Inc
|
2,260 | $372,854 | |
| 8 | RIOT |
Riot Platforms, Inc.
|
29,982 | $370,577 |
All Filings in LPLA
Export CSV
23 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $1,281,234 | 4,259 | Shares | Sole | 2026-05-15 | |
| 2025-12-31 | $535,397 | 1,499 | Shares | Sole | 2026-02-17 | |
| 2024-12-31 | $324,224 | 993 | Shares | Sole | 2025-02-14 | |
| 2024-09-30 | $1,093,361 | 4,700 | Put | Sole | 2024-11-14 | |
| 2024-09-30 | $493,640 | 2,122 | Shares | Sole | 2024-11-14 | |
| 2024-09-30 | $767,679 | 3,300 | Call | Sole | 2024-11-14 | |
| 2024-06-30 | $418,950 | 1,500 | Put | Sole | 2024-08-14 | |
| 2024-03-31 | $485,335 | 1,837 | Shares | Sole | 2024-05-15 | |
| 2024-03-31 | $396,300 | 1,500 | Call | Sole | 2024-05-15 | |
| 2024-03-31 | $237,780 | 900 | Put | Sole | 2024-05-15 | |
| 2023-12-31 | $500,764 | 2,200 | Put | Sole | 2024-02-14 | |
| 2023-12-31 | $478,002 | 2,100 | Call | Sole | 2024-02-14 | |
| 2023-12-31 | $393,099 | 1,727 | Shares | Sole | 2024-02-14 | |
| 2023-09-30 | $522,830 | 2,200 | Call | Sole | 2023-11-14 | |
| 2023-06-30 | $891,463 | 4,100 | Call | Sole | 2023-08-14 | |
| 2023-03-31 | $1,109,759 | 5,483 | Shares | Sole | 2023-05-15 | |
| 2023-03-31 | $1,679,920 | 8,300 | Put | Sole | 2023-05-15 | |
| 2023-03-31 | $1,578,720 | 7,800 | Call | Sole | 2023-05-15 | |
| 2022-12-31 | $333,334 | 1,542 | Shares | Sole | 2023-02-14 | |
| 2022-12-31 | $237,787 | 1,100 | Call | Sole | 2023-02-14 | |
| 2022-09-30 | $246,226 | 1,127 | Shares | Sole | 2022-11-14 | |
| 2022-06-30 | $233,551 | 1,266 | Shares | Sole | 2022-08-15 | |
| 2020-12-31 | $280,143 | 2,688 | Shares | Sole | 2021-02-16 | |
| No filing history on record for this holder in this stock. | ||||||