DARK FOREST CAPITAL MANAGEMENT LP

Position in LPLA — LPL Financial Holdings Inc.

CIK 1853322 NEW YORK, NY

Position in LPLA

as of Mar 31, 2026 · filed May 15, 2026 Compact

Position Value

$4,681,817

+$4,009,496 QoQ

Shares Held

15,563

+768.0% QoQ

Ownership

0.019%

of shares outstanding

% of Portfolio

0.43%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Jun 2021

10 quarters on record

Voting authority Sole 100% Shared 0% None 0%

Financial Services · as of Mar 31, 2026

DARK FOREST CAPITAL MANAGEMENT LP holds $24,674,546 across 13 Capital Markets names. LPLA ranks #2 (19.0% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	LAZ	Lazard, Inc.	133,357	$5,665,005
2	LPLA	LPL Financial Holdings Inc. This page	15,563	$4,681,817
3	TW	Tradeweb Markets Inc.	25,013	$2,943,029
4	XP	XP Inc.	144,559	$2,752,403
5	SF	Stifel Financial Corp	35,265	$2,606,788
6	MKTX	Marketaxess Holdings Inc	8,044	$1,327,099
7	GOLD	Gold.com, Inc.	29,900	$1,198,392
8	EVR	Evercore Inc.	3,540	$1,056,725

10 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$4,681,817	15,563	+768.0%	Shares	Sole	2026-05-15
2025-06-30	$672,321	1,793	-83.5%	Shares	Sole	2025-08-14
2024-09-30	$2,521,011	10,837	+425.3%	Shares	Sole	2024-11-14
2024-03-31	$545,044	2,063	-86.8%	Shares	Sole	2024-05-15
2023-09-30	$3,713,281	15,625	+135.6%	Shares	Sole	2023-11-13
2023-06-30	$1,441,995	6,632	+668.5%	Shares	Sole	2023-08-14
2022-12-31	$186,554	863	-92.8%	Shares	Sole	2023-02-13
2022-09-30	$2,601,659	11,908	+13431.8%	Shares	Sole	2022-11-14
2021-09-30	$13,794	88	-81.5%	Shares	Sole	2021-11-16
2021-06-30	$64,250	476	—	Shares	Sole	2021-08-16
No filing history on record for this holder in this stock.