EAGLE ROCK INVESTMENT COMPANY, LLC

Position in LPLA — LPL Financial Holdings Inc.

CIK 1911407 ATLANTA, GA

Position in LPLA

as of Jun 30, 2026 · filed Jul 9, 2026 Compact

Position Value

$2,075,981

-$3,308,876 QoQ

Shares Held

7,370

-58.8% QoQ

Ownership

0.009%

of shares outstanding

% of Portfolio

0.31%

of 13F equity value

Holder Rank

#297

of 761 holders

Holding Since

Mar 2022

18 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Financial Services · as of Jun 30, 2026

EAGLE ROCK INVESTMENT COMPANY, LLC holds $7,786,614 across 5 Capital Markets names. LPLA ranks #2 (26.7% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	EVR	Evercore Inc.	9,268	$3,164,465
2	LPLA	LPL Financial Holdings Inc. This page	7,370	$2,075,981
3	SF	Stifel Financial Corp	20,112	$1,403,214
4	MS	Morgan Stanley	4,500	$940,680
5	GS	Goldman Sachs Group Inc	200	$202,274

18 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$2,075,981	7,370	-58.8%	Shares	Sole	2026-07-09
2026-03-31	$5,384,857	17,900	+0.1%	Shares	Sole	2026-04-09
2025-12-31	$6,386,199	17,880	-0.3%	Shares	Sole	2026-01-14
2025-09-30	$5,965,464	17,931	-0.5%	Shares	Sole	2025-11-07
2025-06-30	$6,757,709	18,022	-0.2%	Shares	Sole	2025-07-23
2025-03-31	$5,907,821	18,059	+0.1%	Shares	Sole	2025-04-11
2024-12-31	$5,888,281	18,034	-0.1%	Shares	Sole	2025-01-15
2024-09-30	$4,199,204	18,051	+22.5%	Shares	Sole	2024-10-07
2024-06-30	$4,114,368	14,731	-2.5%	Shares	Sole	2024-07-12
2024-03-31	$3,992,854	15,113	-1.3%	Shares	Sole	2024-04-15
2023-12-31	$3,484,862	15,310	-0.6%	Shares	Sole	2024-01-12
2023-09-30	$3,659,810	15,400	-41.0%	Shares	Sole	2023-10-10
2023-06-30	$5,672,096	26,087	+9.1%	Shares	Sole	2023-07-19
2023-03-31	$4,840,193	23,914	+115.9%	Shares	Sole	2023-04-10
2022-12-31	$2,394,298	11,076	-0.3%	Shares	Sole	2023-01-25
2022-09-30	$2,426,657	11,107	+1.0%	Shares	Sole	2022-11-08
2022-06-30	$2,027,804	10,992	-0.8%	Shares	Sole	2022-08-12
2022-03-31	$2,023,363	11,076	—	Shares	Sole	2022-05-11
No filing history on record for this holder in this stock.