NBC SECURITIES, INC.

Broker-Dealer

Position in LPLA — LPL Financial Holdings Inc.

CIK 791540 BIRMINGHAM, AL

Position in LPLA

as of Jun 30, 2026 · filed Jul 21, 2026 Compact

Position Value

$522,516

-$31,913 QoQ

Shares Held

1,855

+0.7% QoQ

Ownership

0.002%

of shares outstanding

% of Portfolio

0.06%

of 13F equity value

Holder Rank

#448

of 761 holders

Holding Since

Sep 2023

12 quarters on record

Voting authority Sole 100% Shared 0% None 0%

Financial Services · as of Jun 30, 2026

NBC SECURITIES, INC. holds $21,358,793 across 17 Capital Markets names. LPLA ranks #8 (2.4% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	MS	Morgan Stanley	33,811	$7,067,851
2	SCHW	Schwab Charles Corp	54,015	$4,983,964
3	WULF	Terawulf Inc.	157,076	$3,879,777
4	GS	Goldman Sachs Group Inc	1,791	$1,811,363
5	JEF	Jefferies Financial Group Inc.	21,922	$1,095,661
6	IBKR	Interactive Brokers Group, Inc.	12,109	$1,053,967
7	VIRT	Virtu Financial, Inc.	10,544	$628,106
8	LPLA	LPL Financial Holdings Inc. This page	1,855	$522,516

12 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$522,516	1,855	+0.7%	Shares	Sole	2026-07-21
2026-03-31	$554,429	1,843	-1.7%	Shares	Sole	2026-04-14
2025-12-31	$669,336	1,874	-1.6%	Shares	Sole	2026-01-29
2025-09-30	$633,441	1,904	-8.5%	Shares	Sole	2025-11-14
2025-06-30	$779,937	2,080	-2.3%	Shares	Sole	2025-07-08
2025-03-31	$696,481	2,129	+106350.0%	Shares	Sole	2025-04-09
2024-12-31	$653	2	-99.9%	Shares	Sole	2025-01-22
2024-09-30	$497,828	2,140	0.0%	Shares	Sole	2024-10-15
2024-06-30	$597,702	2,140	-1.5%	Shares	Sole	2024-07-10
2024-03-31	$573,842	2,172	0.0%	Shares	Sole	2024-04-05
2023-12-31	$494,390	2,172	-1.4%	Shares	Sole	2024-02-07
2023-09-30	$523,542	2,203	—	Shares	Sole	2023-11-03
No filing history on record for this holder in this stock.