UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
Position in LPLA — LPL Financial Holdings Inc.
CIK 861177
NEW YORK, NY
Position in LPLA
as of Jun 30, 2026
· filed Aug 13, 2026
Position Value
$162,820,049
-$15,170,829 QoQ
Shares Held
578,032
-2.3% QoQ
Ownership
0.734%
of shares outstanding
% of Portfolio
0.03%
of 13F equity value
Holder Rank
#33
of 761 holders
Holding Since
Mar 2020
26 quarters on record
Voting authority
Sole 55%
Shared 0%
None 45%
Common Shares in LPLA Over Time
Shares Held
Position Value (USD)
Position in Capital Markets
Financial Services · as of Jun 30, 2026UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC holds $7,121,746,996 across 38 Capital Markets names. LPLA ranks #6 (2.3% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | GS |
Goldman Sachs Group Inc
|
2,346,727 | $2,373,409,281 | |
| 2 | MS |
Morgan Stanley
|
11,206,144 | $2,342,532,336 | |
| 3 | SCHW |
Schwab Charles Corp
|
11,843,766 | $1,092,824,283 | |
| 4 | HOOD |
Robinhood Markets, Inc.
|
3,938,383 | $394,941,042 | |
| 5 | IBKR |
Interactive Brokers Group, Inc.
|
1,938,409 | $168,719,114 | |
| 6 | LPLA |
LPL Financial Holdings Inc.
This page
|
578,032 | $162,820,049 | |
| 7 | FUTU |
Futu Holdings Ltd
|
1,715,691 | $160,828,870 | |
| 8 | TW |
Tradeweb Markets Inc.
|
753,188 | $75,062,709 |
All Filings in LPLA
Export CSV
26 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $162,820,049 | 578,032 | Shares | Defined | 2026-08-13 | |
| 2026-03-31 | $177,990,878 | 591,666 | Shares | Defined | 2026-05-13 | |
| 2025-12-31 | $207,845,791 | 581,924 | Shares | Defined | 2026-02-13 | |
| 2025-09-30 | $196,117,752 | 589,491 | Shares | Other | 2025-11-14 | |
| 2025-06-30 | $273,431,491 | 729,209 | Shares | Defined | 2025-08-14 | |
| 2025-03-31 | $198,757,499 | 607,561 | Shares | Defined | 2025-05-19 | |
| 2024-12-31 | $189,912,903 | 581,645 | Shares | Defined | 2025-02-14 | |
| 2024-09-30 | $143,122,576 | 615,237 | Shares | Defined | 2024-11-14 | |
| 2024-06-30 | $183,067,459 | 655,451 | Shares | Defined | 2024-08-14 | |
| 2024-03-31 | $143,469,843 | 543,035 | Shares | Defined | 2024-05-15 | |
| 2023-12-31 | $122,175,486 | 536,752 | Shares | Defined | 2024-02-14 | |
| 2023-09-30 | $110,501,067 | 464,974 | Shares | Defined | 2023-11-13 | |
| 2023-06-30 | $61,739,245 | 283,950 | Shares | Defined | 2023-08-11 | |
| 2023-03-31 | $57,471,476 | 283,950 | Shares | Defined | 2023-05-15 | |
| 2022-12-31 | $60,682,589 | 280,717 | Shares | Defined | 2023-02-14 | |
| 2022-09-30 | $49,185,960 | 225,128 | Shares | Defined | 2022-11-14 | |
| 2022-06-30 | $44,521,107 | 241,333 | Shares | Sole | 2022-08-12 | |
| 2022-03-31 | $61,155,595 | 334,769 | Shares | Defined | 2022-05-16 | |
| 2021-12-31 | $71,718,073 | 447,986 | Shares | Defined | 2022-02-14 | |
| 2021-09-30 | $77,696,678 | 495,641 | Shares | Defined | 2021-11-15 | |
| 2021-06-30 | $53,987,676 | 399,968 | Shares | Defined | 2021-08-16 | |
| 2021-03-31 | $53,823,051 | 378,609 | Shares | Defined | 2021-05-14 | |
| 2020-12-31 | $16,108,448 | 154,562 | Shares | Defined | 2021-03-01 | |
| 2020-09-30 | $10,011,948 | 130,585 | Shares | Defined | 2020-11-13 | |
| 2020-06-30 | $10,254,169 | 130,793 | Shares | Defined | 2020-08-14 | |
| 2020-03-31 | $7,346,794 | 134,977 | Shares | Defined | 2020-05-15 | |
| No filing history on record for this holder in this stock. | ||||||