LYEL · Lyell Immunopharma, Inc. · Holdings

$9.31 -0.08 (-0.85%) At close · Oct 26

Russell 2000 member Rebalance outlook locked

Market Cap

$228.14M

24.51M

Volume · Oct 26 85.22K Avg daily vol (3M) 152.56K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of LYEL: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 96

Total Value: $179,143,298

Total Shares: 12,751,149

Institutional Ownership Trend

22 quarters

Holder Concentration

Across 88 13F filers

Top Holder

25.5%

of institutional value

Top 5

55.1%

of institutional value

Top 10

74.4%

of institutional value

HHI

1,005

Broadly held

Who Holds LYEL

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 87 filers, like-for-like change +0.1%; actively managed books -8.5%; index-like books +67.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	26.3%	31	+9.6%	7	4
Exempt adviser	30.1%	5	+0.3%	0	0
Adviser	0.1%	1	new	1	0
Bank	3.1%	11	+119.1%	1	0
Broker-dealer	0.0%	1	-12.0%	0	0
Non-US	0.4%	4	+48.2%	1	0
Holding company	18.8%	6	+26.7%	1	1
Insurer	0.0%	0	—	0	0
Benefit plan	0.0%	0	—	0	0
Unknown	21.3%	28	-27.7%	12	4

Style	Share	Filers	Change	New	Exited
Index-like	19.0%	15	+67.2%	6	0
Systematic-like	5.0%	9	-31.8%	3	0
Concentrated	63.1%	14	-6.2%	1	3
Diversified active	12.9%	49	-7.4%	13	6
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	62.2%	43	+13.0%	12	7
Medium turnover	10.7%	16	-35.1%	4	2
High turnover	7.5%	22	-24.5%	7	0
Unknown	19.6%	6	+6.1%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	20.1%	10	+7.9%	3	0
Medium horizon	56.0%	21	+8.5%	6	1
Long horizon	16.0%	46	-35.1%	12	8
Unknown	7.8%	10	+57.1%	2	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	36.4%	14	-14.4%	4	2
$1B to $10B	30.3%	17	+7.1%	5	3
$10B to $100B	6.2%	19	+34.1%	7	3
$100B or more	27.1%	37	+10.5%	7	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.2%	2	-51.0%	0	3
Pooled investment vehicles	14.7%	16	-2.8%	3	0
Registered funds and BDCs	11.2%	7	+31.7%	0	1
Pension and profit sharing plans	0.0%	1	0.0%	0	0
Insurance companies	0.0%	1	new	1	0
Governments and sovereign funds	0.1%	1	new	1	0
Other investment advisers	0.0%	1	0.0%	0	0
Diversified	0.1%	2	new	2	0
Unknown	73.7%	56	-2.9%	16	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	15.1%	18	-1.9%	4	0
Private equity funds	1.7%	3	-7.4%	0	0
Venture capital funds	28.3%	2	0.0%	0	0
Real estate funds	0.0%	0	-100.0%	0	1
Other private funds	1.0%	4	+66.4%	1	1
No private funds	10.3%	9	+30.3%	2	2
Private funds, type not stated	0.0%	0	—	0	0
Mixed private funds	0.0%	0	—	0	0
Securitized asset funds	0.0%	0	—	0	0
Unknown	43.6%	51	-5.1%	16	5

Location	Share	Filers	Change	New	Exited
United States	83.5%	67	-0.4%	17	9
Outside the US	16.5%	20	+2.5%	6	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

87 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

8.05% of filers hold it in their top 10

Mar 31, 2026: 8

Holders above 5%

median weight 0.000%

Mar 31, 2026: 4

Crowding

25.5%

of shares outstanding, 72nd percentile

Mar 31, 2026: 26.8%

Private-fund advisers

25.0%

of shares outstanding

Institutional ownership

54.3%

93.3% of the estimated free float

Top 10 holders

74.9%

of 13F shares, Herfindahl 0.102

Active holders

-8.5%

like-for-like share change of active filers

5% stakes on record

0 13D, 6 13G (1 institutional, 4 passive, 1 exempt)

How long holders have held it value-weighted 7.5 quarters

Under 1 year 29.9% 1 to 3 years 49.5% 3 years or more 20.6% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$23.45

estimated per share

Mar 31, 2026: $25.24

Quarter-end price

$14.05

implied by 13F values

Estimated gain or loss

-40.1%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 24.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies LYEL's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	CABA Cabaletta Bio, Inc.	3	0.231
2	NMRA Neumora Therapeutics, Inc.	3	0.215
3	RZLT Rezolute, Inc.	3	0.215
4	ALMS Alumis Inc.	4	0.196
5	PBLS Parabilis Medicines, Inc.	3	0.170
6	MAZE Maze Therapeutics, Inc.	3	0.163
7	CGON CG Oncology, Inc.	3	0.145
8	PHVS Pharvaris N.V.	3	0.133
9	RVMD Revolution Medicines, Inc.	4	0.089

Shareholder Targets

13F filers that own its peers but not LYEL, quarter ended Jun 30, 2026

Found through its holder-overlap peers: CABA, NMRA, RZLT, ALMS, PBLS, MAZE, CGON, PHVS, RVMD. 792 filers in all.

#	Filer	In peers	Of book	Largest peers
1	FARALLON CAPITAL MANAGEMENT LLC Registered adviser, Diversified active	$2,635,667,877 3 held	15.6%	RVMD, PBLS, MAZE
2	Jupiter Topco LLC Unknown, Diversified active	$2,244,853,281 6 held	0.920%	RVMD, MAZE, ALMS
3	BAKER BROS. ADVISORS LP Registered adviser, Concentrated	$2,213,428,648 3 held	11.1%	RVMD, ALMS, PBLS
4	Darwin Global Management, Ltd. Exempt adviser, Concentrated	$1,990,753,064 1 held	51.4%	RVMD
5	Nextech Invest, Ltd. Exempt adviser, Concentrated	$1,650,806,383 3 held	78.6%	RVMD, PBLS, ALMS
6	Paradigm Biocapital Advisors LP Registered adviser, Concentrated	$1,191,348,571 1 held	25.9%	RVMD
7	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$1,189,559,933 7 held	0.210%	RVMD, CGON, PHVS
8	RA CAPITAL MANAGEMENT, L.P. Registered adviser, Concentrated	$841,020,566 2 held	7.41%	PBLS, RZLT
9	Capital World Investors Adviser, Diversified active	$750,663,936 1 held	0.090%	RVMD
10	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$715,016,613 4 held	0.470%	CGON, RVMD, MAZE

Fund Ownership of LYEL by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 6.20% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.97%	+0.29 pp	238,076	36
Index ETFs	5.22%	+1.52 pp	1,280,314	12
Active ETFs	0.06%	0.00 pp	15,598	5
Active funds	0.43%	+0.22 pp	105,131	21
Unclassified	0.10%	+0.10 pp	23,351	2
All registered funds	6.78%	+2.12 pp	1,662,470	76

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 39 Exempt adviser 5 Adviser 1 Bank 11 Broker-dealer 1 Non-US 4 Holding company 6 Unknown 29

Showing 99 of 99

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

ARCH Venture Management, LLC

$45,622,626

25.47%

3,247,162

GSK plc

$21,252,858

11.86%

1,512,659

VANGUARD CAPITAL MANAGEMENT LLC

$11,054,174

6.17%

786,774

Orland Properties Ltd

$10,603,506

5.92%

754,698

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Newton (PTC) Ltd joint	754,698	$10,603,506	100.0%	Defined

BlackRock, Inc.

$10,177,003

5.68%

724,342

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	7,904	$111,051	1.1%	Sole
BlackRock Investment Management, LLC	28,861	$405,497	4.0%	Sole
BLACKROCK ADVISORS LLC	22,052	$309,830	3.0%	Sole
BlackRock Fund Advisors	404,023	$5,676,523	55.8%	Sole
BlackRock Institutional Trust Company, N.A.	223,480	$3,139,894	30.9%	Sole
BlackRock Asset Management Ireland Ltd	37,809	$531,216	5.2%	Sole
Aperio Group, LLC	213	$2,992	0.0%	Sole

Decheng Capital LLC

$9,723,302

5.43%

692,050

Almitas Capital LLC

$8,168,768

4.56%

581,407

Foresite Capital Management V, LLC

$6,693,223

3.74%

476,386

MILLENNIUM MANAGEMENT LLC

$5,162,995

2.88%

367,473

Opaleye Management Inc.

$4,833,551

2.70%

344,025

venBio Partners LLC

$4,744,642

2.65%

337,697

GEODE CAPITAL MANAGEMENT, LLC

$4,364,435

2.44%

310,636

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	46,484	$653,100	15.0%	Defined
Held directly	264,152	$3,711,335	85.0%	Defined

Alphabet Inc.

$4,120,246

2.30%

293,256

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GV Management Company, L.L.C.	293,256	$4,120,246	100.0%	Defined

STATE STREET CORP

$2,603,774

1.45%

185,322

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSGA FUNDS MANAGEMENT, INC. joint	185,322	$2,603,774	100.0%	Defined

HSG Holding Ltd

$2,139,800

1.19%

152,299

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SNP China Enterprises Ltd joint	152,299	$2,139,800	100.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$1,829,169

1.02%

130,190

NORTHERN TRUST CORP

$1,664,924

0.93%

118,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	117,035	$1,644,341	98.8%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	1,465	$20,583	1.2%	Other

Qube Research & Technologies Ltd

$1,552,960

0.87%

110,531

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$1,511,358

0.84%

107,570

MARSHALL WACE, LLP

$1,493,515

0.83%

106,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	106,300	$1,493,515	100.0%	Other

Velan Capital Investment Management LP

$1,475,250

0.82%

105,000

VANGUARD FIDUCIARY TRUST CO

$1,307,984

0.73%

93,095

VANGUARD PORTFOLIO MANAGEMENT LLC

$1,291,068

0.72%

91,891

MIC Capital Management UK LLP

$1,222,743

0.68%

87,028

GOLDMAN SACHS GROUP INC

$1,219,244

0.68%

86,779

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	86,779	$1,219,244	100.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$959,824

0.54%

68,315

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	2,123	$29,828	3.1%	Defined
DFA Australia Ltd.	4,678	$65,725	6.8%	Defined
Dimensional Ireland Ltd	6,050	$85,002	8.9%	Defined
Held directly	55,464	$779,269	81.2%	Sole

ACADIAN ASSET MANAGEMENT LLC

$839,459

0.47%

59,748

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	59,748	$839,459	100.0%	Defined

TWO SIGMA INVESTMENTS, LP

$743,624

0.42%

52,927

JANE STREET GROUP, LLC

$646,454

0.36%

46,011

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	33,901	$476,309	73.7%	Defined
Jane Street Global Trading, LLC	12,110	$170,145	26.3%	Defined

Squarepoint Ops LLC

$594,624

0.33%

42,322

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	42,322	$594,624	100.0%	Defined

Ikarian Capital, LLC

$577,188

0.32%

41,081

MORGAN STANLEY

$520,549

0.29%

37,050

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	2,739	$38,482	7.4%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	17,029	$239,257	46.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	10	$140	0.0%	Defined
Morgan Stanley Bank, N.A.	1,956	$27,481	5.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	15,316	$215,189	41.3%	Defined

HRT FINANCIAL LP

$513,878

0.29%

36,575

PRICE T ROWE ASSOCIATES INC /MD/

$430,730

0.24%

30,657

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	30,657	$430,730	100.0%	Defined

CANADA PENSION PLAN INVESTMENT BOARD

$413,224

0.23%

29,411

GSA CAPITAL PARTNERS LLP

$368,461

0.21%

26,225

Point72 Asset Management, L.P.

$366,424

0.20%

26,080

UBS Group AG

$365,045

0.20%

25,982

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	250	$3,512	1.0%	Defined
UBS AG	25,395	$356,799	97.7%	Defined
UBS Securities LLC	337	$4,734	1.3%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$363,895

0.20%

25,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	25,900	$363,895	100.0%	Other

Bank of New York Mellon Corp

$346,654

0.19%

24,673

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	9,096	$127,798	36.9%	Defined
The Bank of New York Mellon	15,576	$218,842	63.1%	Defined
Held directly	1	$14	0.0%	Defined

AMERICAN CENTURY COMPANIES INC

$344,787

0.19%

24,540

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	24,540	$344,787	100.0%	Defined

Jump Financial, LLC

$308,481

0.17%

21,956

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	21,956	$308,481	100.0%	Defined

Clearstead Advisors, LLC

$280,409

0.16%

19,958

EntryPoint Capital, LLC

$272,710

0.15%

19,410

CITADEL ADVISORS LLC

$262,664

0.15%

18,695

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	18,695	$262,664	100.0%	Defined

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$252,900

0.14%

18,000

CITADEL ADVISORS LLC

$251,495

0.14%

17,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	17,900	$251,495	100.0%	Defined

Susquehanna Portfolio Strategies, LLC

$251,143

0.14%

17,875

CITADEL ADVISORS LLC

$238,850

0.13%

17,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	17,000	$238,850	100.0%	Defined

Allspring Global Investments Holdings, LLC

$226,837

0.13%

16,145

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	16,145	$226,837	100.0%	Defined

RHUMBLINE ADVISERS

$217,241

0.12%

15,462

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$199,510

0.11%

14,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	14,200	$199,510	100.0%	Other

Invesco Ltd.

$195,490

0.11%

13,914

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	1,143	$16,059	8.2%	Defined
Invesco Trust Co joint	3,752	$52,715	27.0%	Defined
Invesco Capital Management LLC	9,019	$126,716	64.8%	Defined

Nuveen, LLC

$176,959

0.10%

12,595

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TEACHERS ADVISORS, LLC joint	12,595	$176,959	100.0%	Defined

Graham Capital Management, L.P.

$163,008

0.09%

11,602

Brevan Howard Capital Management LP

$162,375

0.09%

11,557

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	11,557	$162,375	100.0%	Defined

BANK OF AMERICA CORP /DE/

$152,737

0.09%

10,871

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	10,871	$152,737	100.0%	Defined

Walleye Capital LLC

$146,836

0.08%

10,451

LOS ANGELES CAPITAL MANAGEMENT LLC

$133,545

0.07%

9,505

DEUTSCHE BANK AG\

$129,091

0.07%

9,188

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	9,188	$129,091	100.0%	Defined

WELLS FARGO & COMPANY/MN

$112,470

0.06%

8,005

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	7,880	$110,714	98.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	125	$1,756	1.6%	Defined

BNP PARIBAS ARBITRAGE, SA

$110,222

0.06%

7,845

Vanguard Global Advisers, LLC

$72,568

0.04%

5,165

CITIGROUP INC

$70,601

0.04%

5,025

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	5,025	$70,601	100.0%	Defined

JPMORGAN CHASE & CO

$67,383

0.04%

4,796

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	3,901	$54,809	81.3%	Defined
J.P. Morgan Securities plc	895	$12,574	18.7%	Defined

BARCLAYS PLC

$66,244

0.04%

4,715

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	3,498	$49,146	74.2%	Defined
BARCLAYS CAPITAL INC.	1,217	$17,098	25.8%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$60,878

0.03%

4,333

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	4,333	$60,878	100.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$57,605

0.03%

4,100

China Universal Asset Management Co., Ltd.

$52,181

0.03%

3,714

Police & Firemen's Retirement System of New Jersey

$48,416

0.03%

3,446

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	3,446	$48,416	100.0%	Defined

FMR LLC

$30,221

0.02%

2,151

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	2,151	$30,221	100.0%	Defined

Tower Research Capital LLC (TRC)

$19,164

0.01%

1,364

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	1,364	$19,164	100.0%	Defined

Mirae Asset Global Investments Co., Ltd.

$14,668

0.01%

1,044

JONES FINANCIAL COMPANIES LLLP

$14,401

0.01%

1,025

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	1,025	$14,401	100.0%	Sole

Legal & General Group Plc

$12,883

0.01%

917

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	917	$12,883	100.0%	Defined

Zurcher Kantonalbank (Zurich Cantonalbank)

$12,715

0.01%

905

Ameritas Investment Partners, Inc.

$11,998

0.01%

854

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	854	$11,998	100.0%	Other

Russell Investments Group, Ltd.

$10,565

0.01%

752

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	752	$10,565	100.0%	Defined

ROYAL BANK OF CANADA

$10,423

0.01%

742

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	418	$5,872	56.3%	Defined
RBC Capital Markets, LLC	312	$4,383	42.1%	Defined
Held directly	12	$168	1.6%	Sole

SIGNATUREFD, LLC

$4,885

0.00%

499

GF FUND MANAGEMENT CO. LTD.

$4,816

0.00%

492

Truvestments Capital LLC

$4,215

0.00%

300

GAMMA Investing LLC

$3,455

0.00%

353

SIMPLEX TRADING, LLC

$3,175

0.00%

226

NISA INVESTMENT ADVISORS, LLC

$2,692

0.00%

275

Quarry LP

$2,514

0.00%

179

SJS Investment Consulting Inc.

$2,241

0.00%

229

Sterling Capital Management LLC

$1,615

0.00%

165

Farther Finance Advisors, LLC

$1,409

0.00%

144

GROUP ONE TRADING LLC

$1,236

0.00%

Caitong International Asset Management Co., Ltd

$955

0.00%

US BANCORP \DE\

$814

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	58	$814	100.0%	Defined

IFP Advisors, Inc

$783

0.00%

Essential Partners LLC

$675

0.00%

Cornerstone Financial Management LLC

$646

0.00%

Root Financial Partners, LLC

$558

0.00%

True Wealth Design, LLC

$440

0.00%

Optiver Holding B.V.

$281

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	20	$281	100.0%	Defined

Fortitude Family Office, LLC

$68

0.00%

Key facts CIK 1806952 CUSIP 55083R203 13F (30d) 12 filings 12 filers Visit website Investor relations