Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

Position in NDAQ — Nasdaq, Inc.

CIK 1510434 Seattle, WA

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Position in NDAQ

as of Jun 30, 2026 · filed Jul 15, 2026 Compact

Position Value

$2,420,246

-$17,370 QoQ

Shares Held

30,706

+6.9% QoQ

Ownership

0.005%

of shares outstanding

% of Portfolio

0.09%

of 13F equity value

Holder Rank

#379

of 1,081 holders

Holding Since

Mar 2021

11 quarters on record

Voting authority Sole 96% Shared 0% None 4%

Common Shares in NDAQ Over Time

Shares Held

Position Value (USD)

Position in Financial Data & Stock Exchanges

Financial Services · as of Jun 30, 2026

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management holds $7,619,108 across 7 Financial Data & Stock Exchanges names. NDAQ ranks #2 (31.8% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	CME	Cme Group Inc.	12,816	$2,830,157
2	NDAQ	Nasdaq, Inc. This page	30,706	$2,420,246
3	SPGI	S&P Global Inc.	3,818	$1,391,695
4	MCO	Moodys Corp /De/	618	$279,904
5	MORN	Morningstar, Inc.	1,586	$247,447
6	MSCI	MSCI Inc.	409	$229,056
7	TRU	TransUnion	3,058	$220,603

All Filings in NDAQ

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11 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$2,420,246	30,706	+6.9%	Shares	Sole	2026-07-15
2026-03-31	$2,437,616	28,715	+13.6%	Shares	Other	2026-05-04
2025-12-31	$2,455,834	25,284	+4.2%	Shares	Sole	2026-01-16
2025-09-30	$2,145,442	24,256	+11.9%	Shares	Other	2025-11-10
2025-06-30	$1,938,446	21,678	+13.3%	Shares	Sole	2025-07-21
2025-03-31	$1,451,277	19,131	+624.4%	Shares	Sole	2025-05-08
2022-03-31	$470,626	2,641	+24.2%	Shares	Sole	2022-05-13
2021-12-31	$446,481	2,126	+3.4%	Shares	Sole	2022-02-14
2021-09-30	$396,849	2,056	-31.8%	Shares	Sole	2021-11-02
2021-06-30	$530,212	3,016	+25.9%	Shares	Sole	2021-08-12
2021-03-31	$353,313	2,396	—	Shares	Sole	2021-05-17
No filing history on record for this holder in this stock.