D. E. Shaw & Co., Inc.

Position in NVS — Novartis AG

CIK 1009207 New York, NY

Back to NVS Full portfolio

Position in NVS

as of Jun 30, 2026 · filed Aug 14, 2026 Compact

Position Value

+$0 QoQ

Shares Held

Ownership

0.000%

of shares outstanding

% of Portfolio

0.00%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Mar 2020

25 quarters on record

Common Shares in NVS Over Time

Shares Held

Position Value (USD)

Derivatives in NVS

reported options exposure · as of Jun 30, 2026

CallValue

$6,582,240

CallShares

42,000

PutValue

$1,363,464

PutShares

8,700

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Drug Manufacturers - General

Healthcare · as of Jun 30, 2026

D. E. Shaw & Co., Inc. holds $2,890,989,313 across 13 Drug Manufacturers - General names.

#	Ticker	Company	Shares	Value (USD)
1	LLY	ELI LILLY & Co	496,563	$595,592,608
2	ABBV	AbbVie Inc.	2,102,316	$529,026,797
3	AMGN	Amgen Inc	1,290,217	$467,213,379
4	MRK	Merck & Co., Inc.	2,738,023	$351,835,955
5	GILD	Gilead Sciences, Inc.	2,294,789	$289,923,642
6	AZN	Astrazeneca PLC	1,094,593	$207,556,724
7	JNJ	Johnson & Johnson	687,227	$174,535,041
8	PFE	Pfizer Inc	5,414,297	$130,376,270

All Filings in NVS

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43 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$1,363,464	8,700	-70.8%	Put	Defined	2026-08-14
2026-06-30	$6,582,240	42,000	+4.2%	Call	Defined	2026-08-14
2026-03-31	$4,551,950	29,800	+63.7%	Put	Defined	2026-05-15
2026-03-31	$6,155,825	40,300	-42.1%	Call	Defined	2026-05-15
2025-12-31	$2,509,234	18,200	+4.0%	Put	Defined	2026-02-17
2025-12-31	$9,595,752	69,600	+505.2%	Call	Defined	2026-02-17
2025-12-31	$1,102,960	8,000	+70.0%	Shares	Defined	2026-02-17
2025-09-30	$603,496	4,706	-62.6%	Shares	Defined	2025-11-14
2025-06-30	$1,521,337	12,572	-65.0%	Shares	Defined	2025-08-14
2025-03-31	$4,007,928	35,952	-94.1%	Shares	Defined	2025-05-15
2025-03-31	$1,950,900	17,500	-6.9%	Put	Defined	2025-05-15
2024-12-31	$59,590,600	612,379	+1164.6%	Shares	Defined	2025-02-14
2024-12-31	$1,829,428	18,800	+241.8%	Put	Defined	2025-02-14
2024-09-30	$5,569,728	48,424	+1607.5%	Shares	Defined	2024-11-14
2024-06-30	$301,920	2,836	-94.8%	Shares	Defined	2024-08-14
2024-03-31	$532,015	5,500	-95.6%	Put	Defined	2024-05-15
2023-12-31	$5,534,872	54,817	-56.1%	Shares	Defined	2024-02-14
2023-09-30	$1,171,390	11,500	+283.3%	Call	Defined	2023-11-14
2023-09-30	$12,724,656	124,923	-53.2%	Shares	Defined	2023-11-14
2023-06-30	$26,937,117	266,942	+9433.6%	Shares	Defined	2023-08-14
2023-03-31	$11,555,200	125,600	0.0%	Put	Defined	2023-05-15
2023-03-31	$257,600	2,800	-88.1%	Shares	Defined	2023-05-15
2022-12-31	$2,126,748	23,443	+246.5%	Shares	Defined	2023-02-14
2022-12-31	$272,160	3,000	-92.3%	Call	Defined	2023-02-14
2022-12-31	$11,394,432	125,600	+188.1%	Put	Defined	2023-02-14
2022-09-30	$3,314,036	43,600	-37.7%	Put	Defined	2022-11-14
2022-09-30	$514,207	6,765	-97.2%	Shares	Defined	2022-11-14
2022-06-30	$20,575,616	243,412	-49.3%	Shares	Defined	2022-08-15
2022-03-31	$6,142,500	70,000	-5.0%	Put	Defined	2022-05-16
2022-03-31	$42,110,259	479,889	-73.6%	Shares	Defined	2022-05-16
2021-12-31	$159,187,002	1,819,904	+6907.7%	Shares	Defined	2022-02-14
2021-12-31	$6,446,539	73,700	+1891.9%	Put	Defined	2022-02-14
2021-09-30	$302,586	3,700	-90.8%	Put	Defined	2021-11-15
2021-09-30	$2,123,826	25,970	+144.1%	Shares	Defined	2021-11-15
2021-06-30	$970,884	10,641	-71.4%	Shares	Defined	2021-08-16
2020-12-31	$3,673,327	38,900	0.0%	Call	Defined	2021-02-16
2020-09-30	$3,382,744	38,900	0.0%	Call	Defined	2020-11-16
2020-09-30	$3,231,259	37,158	+19.0%	Shares	Defined	2020-11-16
2020-06-30	$2,726,318	31,215	-91.4%	Shares	Defined	2020-08-14
2020-06-30	$3,397,526	38,900	0.0%	Call	Defined	2020-08-14
2020-03-31	$29,867,512	362,250	—	Shares	Defined	2020-05-15
2020-03-31	$3,207,305	38,900	—	Call	Defined	2020-05-15
2020-03-31	$3,298,000	40,000	—	Put	Defined	2020-05-15
No filing history on record for this holder in this stock.