TWO SIGMA SECURITIES, LLC
Broker-DealerPosition in PFG — Principal Financial Group Inc
CIK 1450144
NEW YORK, NY
Position in PFG
as of Jun 30, 2026
· filed Aug 14, 2026
Position Value
$881,424
+$564,045 QoQ
Shares Held
8,178
+127.3% QoQ
Ownership
0.004%
of shares outstanding
% of Portfolio
0.11%
of 13F equity value
Holder Rank
#380
of 927 holders
Holding Since
Mar 2021
14 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in PFG Over Time
Shares Held
Position Value (USD)
Derivatives in PFG
reported options exposure · as of Dec 31, 2023CallValue
$0
CallShares
0
PutValue
$574,291
PutShares
7,300
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Asset Management
Financial Services · as of Jun 30, 2026TWO SIGMA SECURITIES, LLC holds $29,574,510 across 68 Asset Management names. PFG ranks #8 (3.0% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BLK |
BlackRock, Inc.
|
7,954 | $7,648,248 | |
| 2 | KKR |
KKR & Co. Inc.
|
19,677 | $1,805,955 | |
| 3 | PHYS |
Sprott Physical Gold Trust
|
58,466 | $1,763,919 | |
| 4 | ARES |
Ares Management Corp
|
14,792 | $1,646,497 | |
| 5 | SEIC |
Sei Investments Co
|
18,722 | $1,642,106 | |
| 6 | JHG |
Janus Henderson Group Ltd.
|
26,046 | $1,353,089 | |
| 7 | APO |
Apollo Global Management, Inc.
|
10,158 | $1,201,792 | |
| 8 | PFG |
Principal Financial Group Inc
This page
|
8,178 | $881,424 |
All Filings in PFG
Export CSV
19 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $881,424 | 8,178 | Shares | Sole | 2026-08-14 | |
| 2025-12-31 | $317,379 | 3,598 | Shares | Sole | 2026-02-17 | |
| 2025-09-30 | $562,627 | 6,786 | Shares | Sole | 2025-11-14 | |
| 2025-06-30 | $375,386 | 4,726 | Shares | Sole | 2025-08-14 | |
| 2024-12-31 | $389,294 | 5,029 | Shares | Sole | 2025-02-14 | |
| 2024-06-30 | $607,595 | 7,745 | Shares | Sole | 2024-08-14 | |
| 2023-12-31 | $790,790 | 10,052 | Shares | Sole | 2024-02-14 | |
| 2023-12-31 | $574,291 | 7,300 | Put | Sole | 2024-02-14 | |
| 2023-09-30 | $518,904 | 7,200 | Put | Sole | 2023-11-14 | |
| 2023-09-30 | $459,734 | 6,379 | Shares | Sole | 2023-11-14 | |
| 2023-06-30 | $212,352 | 2,800 | Put | Sole | 2023-08-14 | |
| 2023-03-31 | $672,670 | 9,051 | Shares | Sole | 2023-05-15 | |
| 2022-12-31 | $201,408 | 2,400 | Put | Sole | 2023-02-14 | |
| 2022-12-31 | $583,663 | 6,955 | Shares | Sole | 2023-02-14 | |
| 2022-12-31 | $344,072 | 4,100 | Call | Sole | 2023-02-14 | |
| 2022-09-30 | $432,827 | 5,999 | Shares | Sole | 2022-11-14 | |
| 2022-09-30 | $216,450 | 3,000 | Put | Sole | 2022-11-14 | |
| 2021-12-31 | $209,395 | 2,895 | Shares | Sole | 2022-02-14 | |
| 2021-03-31 | $241,099 | 4,021 | Shares | Sole | 2021-05-17 | |
| No filing history on record for this holder in this stock. | ||||||