Caption Management, LLC
Position in PFSI — PennyMac Financial Services, Inc.
CIK 1706766
OKLAHOMA CITY, OK
Position in PFSI
as of Jun 30, 2026
· filed Aug 14, 2026
Position Value
$17,420
-$250,024 QoQ
Shares Held
200
-93.5% QoQ
Ownership
0.000%
of shares outstanding
% of Portfolio
0.00%
of 13F equity value
Holder Rank
#169
of 228 holders
Holding Since
Jun 2020
14 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in PFSI Over Time
Shares Held
Position Value (USD)
Derivatives in PFSI
reported options exposure · as of Mar 31, 2023CallValue
$0
CallShares
0
PutValue
$4,768,800
PutShares
80,000
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Mortgage Finance
Financial Services · as of Jun 30, 2026Caption Management, LLC holds $208,593 across 2 Mortgage Finance names. PFSI ranks #2 (8.4% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | RKT |
Rocket Companies, Inc.
|
12,138 | $191,173 | |
| 2 | PFSI |
PennyMac Financial Services, Inc.
This page
|
200 | $17,420 |
All Filings in PFSI
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21 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $17,420 | 200 | Shares | Sole | 2026-08-14 | |
| 2026-03-31 | $267,444 | 3,060 | Shares | Sole | 2026-05-15 | |
| 2025-12-31 | $403,430 | 3,060 | Shares | Sole | 2026-02-17 | |
| 2025-09-30 | $379,072 | 3,060 | Shares | Sole | 2025-11-14 | |
| 2023-03-31 | $1,474,751 | 24,740 | Shares | Sole | 2023-05-15 | |
| 2023-03-31 | $4,768,800 | 80,000 | Put | Sole | 2023-05-15 | |
| 2022-12-31 | $4,532,800 | 80,000 | Call | Sole | 2023-02-14 | |
| 2022-12-31 | $793,240 | 14,000 | Shares | Sole | 2023-02-14 | |
| 2022-12-31 | $6,912,520 | 122,000 | Put | Sole | 2023-02-14 | |
| 2022-09-30 | $1,951,907 | 45,499 | Shares | Sole | 2022-11-14 | |
| 2022-09-30 | $3,432,000 | 80,000 | Call | Sole | 2022-11-14 | |
| 2022-09-30 | $8,365,500 | 195,000 | Put | Sole | 2022-11-14 | |
| 2022-06-30 | $1,819,996 | 41,638 | Shares | Sole | 2022-08-15 | |
| 2022-06-30 | $8,304,900 | 190,000 | Put | Sole | 2022-08-15 | |
| 2021-12-31 | $8,722,500 | 125,000 | Call | Sole | 2022-02-11 | |
| 2021-09-30 | $4,584,750 | 75,000 | Call | Sole | 2021-11-12 | |
| 2021-06-30 | $4,629,000 | 75,000 | Call | Sole | 2021-08-16 | |
| 2020-12-31 | $866,184 | 13,200 | Call | Sole | 2021-02-16 | |
| 2020-09-30 | $14,530,000 | 250,000 | Call | Sole | 2020-11-16 | |
| 2020-09-30 | $319,660 | 5,500 | Shares | Sole | 2020-11-16 | |
| 2020-06-30 | $3,343,200 | 80,000 | Call | Sole | 2020-08-14 | |
| No filing history on record for this holder in this stock. | ||||||