Round Rock Advisors LLC

Position in PIPR — Piper Sandler Companies

CIK 1846991 WILTON, CT

Position in PIPR

as of Jun 30, 2026 · filed Aug 12, 2026 Compact

Position Value

$354,031

-$20,604 QoQ

Shares Held

4,894

0.0% QoQ

Ownership

0.007%

of shares outstanding

% of Portfolio

0.10%

of 13F equity value

Holder Rank

#252

of 415 holders

Holding Since

Dec 2025

3 quarters on record

Voting authority Sole 99% Shared 0% None 1%

Financial Services · as of Jun 30, 2026

Round Rock Advisors LLC holds $3,593,588 across 4 Capital Markets names. PIPR ranks #3 (9.9% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	OPY	Oppenheimer Holdings Inc	14,605	$1,541,411
2	GS	Goldman Sachs Group Inc	1,349	$1,364,338
3	PIPR	Piper Sandler Companies This page	4,894	$354,031
4	MIAX	Miami International Holdings, Inc.	8,983	$333,808

3 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$354,031	4,894	0.0%	Shares	Sole	2026-08-12
2026-03-31	$374,635	4,894	+588.3%	Shares	Sole	2026-05-15
2025-12-31	$241,533	711	—	Shares	Sole	2026-04-07
No filing history on record for this holder in this stock.