AE Wealth Management LLC
Position in PTY — Pimco Corporate & Income Opportunity Fund
CIK 1697723
TOPEKA, KS
Position in PTY
as of Jun 30, 2026
· filed Aug 3, 2026
Position Value
$156,353
-$212,731 QoQ
Shares Held
12,997
-57.5% QoQ
Ownership
0.006%
of shares outstanding
% of Portfolio
0.00%
of 13F equity value
Holder Rank
#154
of 223 holders
Holding Since
Mar 2020
25 quarters on record
Voting authority
Sole 0%
Shared 0%
None 100%
Common Shares in PTY Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026AE Wealth Management LLC holds $131,933,580 across 45 Asset Management names. PTY ranks #37 (0.1% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | TROW |
Price T Rowe Group Inc
|
349,603 | $39,746,329 | |
| 2 | PFG |
Principal Financial Group Inc
|
257,878 | $27,794,055 | |
| 3 | PSLV |
Sprott Physical Silver Trust
|
442,718 | $8,354,088 | |
| 4 | ARCC |
Ares Capital Corp
|
324,360 | $6,010,389 | |
| 5 | PDI |
PIMCO Dynamic Income Fund
|
345,004 | $5,761,566 | |
| 6 | BEN |
Franklin Resources Inc
|
130,756 | $4,350,225 | |
| 7 | CEF |
Sprott Physical Gold & Silver Trust
|
105,442 | $4,241,931 | |
| 8 | NAD |
Nuveen Quality Municipal Income Fund
|
291,032 | $3,527,307 |
All Filings in PTY
Export CSV
25 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $156,353 | 12,997 | Shares | Sole | 2026-08-03 | |
| 2026-03-31 | $369,084 | 30,604 | Shares | Sole | 2026-05-13 | |
| 2025-12-31 | $1,126,776 | 87,347 | Shares | Sole | 2026-01-26 | |
| 2025-09-30 | $265,681 | 18,399 | Shares | Sole | 2025-11-03 | |
| 2025-06-30 | $241,115 | 17,334 | Shares | Sole | 2025-08-06 | |
| 2025-03-31 | $248,191 | 17,164 | Shares | Sole | 2025-05-06 | |
| 2024-12-31 | $251,561 | 17,506 | Shares | Sole | 2025-02-13 | |
| 2024-09-30 | $253,436 | 17,612 | Shares | Sole | 2024-11-14 | |
| 2024-06-30 | $272,505 | 19,043 | Shares | Sole | 2024-08-12 | |
| 2024-03-31 | $241,890 | 16,267 | Shares | Sole | 2024-05-15 | |
| 2023-12-31 | $240,226 | 18,144 | Shares | Sole | 2024-02-14 | |
| 2023-09-30 | $243,115 | 18,601 | Shares | Sole | 2023-10-11 | |
| 2023-06-30 | $321,734 | 22,981 | Shares | Sole | 2023-07-10 | |
| 2023-03-31 | $314,219 | 25,198 | Shares | Sole | 2023-04-14 | |
| 2022-12-31 | $308,524 | 25,689 | Shares | Sole | 2023-01-31 | |
| 2022-09-30 | $375,342 | 31,944 | Shares | Sole | 2022-10-25 | |
| 2022-06-30 | $364,716 | 29,154 | Shares | Sole | 2022-08-03 | |
| 2022-03-31 | $484,614 | 31,571 | Shares | Sole | 2022-04-18 | |
| 2021-12-31 | $396,761 | 23,988 | Shares | Sole | 2022-01-20 | |
| 2021-09-30 | $261,528 | 14,299 | Shares | Sole | 2021-11-01 | |
| 2021-06-30 | $276,307 | 13,962 | Shares | Sole | 2021-07-21 | |
| 2021-03-31 | $250,006 | 13,684 | Shares | Sole | 2021-04-27 | |
| 2020-12-31 | $214,610 | 12,023 | Shares | Sole | 2021-02-01 | |
| 2020-06-30 | $1,239,605 | 79,923 | Shares | Sole | 2020-08-05 | |
| 2020-03-31 | $555,994 | 43,067 | Shares | Sole | 2020-05-07 | |
| No filing history on record for this holder in this stock. | ||||||