NBC SECURITIES, INC.

Broker-Dealer

Position in PTY — Pimco Corporate & Income Opportunity Fund

CIK 791540 BIRMINGHAM, AL

Position in PTY

as of Jun 30, 2026 · filed Jul 21, 2026 Compact

Position Value

$110,050

-$20,535 QoQ

Shares Held

9,148

-15.5% QoQ

Ownership

0.004%

of shares outstanding

% of Portfolio

0.01%

of 13F equity value

Holder Rank

#168

of 223 holders

Holding Since

Sep 2023

12 quarters on record

Voting authority Sole 100% Shared 0% None 0%

Financial Services · as of Jun 30, 2026

NBC SECURITIES, INC. holds $24,725,494 across 135 Asset Management names. PTY ranks #52 (0.4% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	UTG	Reaves Utility Income Fund	54,264	$2,209,630
2	BLK	BlackRock, Inc.	1,711	$1,645,229
3	BN	BROOKFIELD Corp /ON/	26,541	$1,130,381
4	BST	BlackRock Science & Technology Trust	16,891	$856,542
5	SEIC	Sei Investments Co	9,275	$813,510
6	BOE	BlackRock Enhanced Global Dividend Trust	62,756	$758,720
7	NDMO	Nuveen Dynamic Municipal Opportunities Fund	70,046	$729,178
8	SPXX	Nuveen S&P 500 Dynamic Overwrite Fund	36,494	$680,248

12 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$110,050	9,148	-15.5%	Shares	Sole	2026-07-21
2026-03-31	$130,585	10,828	0.0%	Shares	Sole	2026-04-14
2025-12-31	$139,681	10,828	-1.2%	Shares	Sole	2026-01-29
2025-09-30	$158,190	10,955	0.0%	Shares	Sole	2025-11-14
2025-06-30	$152,384	10,955	-1.3%	Shares	Sole	2025-07-08
2025-03-31	$160,448	11,096	+100772.7%	Shares	Sole	2025-04-09
2024-12-31	$158	11	-99.9%	Shares	Sole	2025-01-22
2024-09-30	$174,507	12,127	-7.5%	Shares	Sole	2024-10-15
2024-06-30	$187,561	13,107	0.0%	Shares	Sole	2024-07-10
2024-03-31	$194,901	13,107	0.0%	Shares	Sole	2024-04-05
2023-12-31	$173,536	13,107	0.0%	Shares	Sole	2024-02-07
2023-09-30	$171,308	13,107	—	Shares	Sole	2023-11-03
No filing history on record for this holder in this stock.