CAPSTONE INVESTMENT ADVISORS, LLC
Position in ROK — Rockwell Automation, Inc
CIK 1426196
NEW YORK, NY
Position in ROK
as of Jun 30, 2026
· filed Aug 17, 2026
Position Value
$475,771
+$218,096 QoQ
Shares Held
961
+33.8% QoQ
Ownership
0.001%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
#936
of 1,527 holders
Holding Since
Mar 2020
25 quarters on record
Voting authority
Sole 0%
Shared 100%
None 0%
Common Shares in ROK Over Time
Shares Held
Position Value (USD)
Derivatives in ROK
reported options exposure · as of Dec 31, 2025CallValue
$272,349
CallShares
700
PutValue
$661,419
PutShares
1,700
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Specialty Industrial Machinery
Industrials · as of Jun 30, 2026CAPSTONE INVESTMENT ADVISORS, LLC holds $32,208,919 across 20 Specialty Industrial Machinery names. ROK ranks #14 (1.5% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | INIO |
Innio N.V.
|
400,000 | $15,820,000 | |
| 2 | GEV |
GE Vernova Inc.
|
3,596 | $4,224,796 | |
| 3 | OTIS |
Otis Worldwide Corp
|
19,861 | $1,422,047 | |
| 4 | ITW |
Illinois Tool Works Inc
|
4,761 | $1,287,707 | |
| 5 | CMI |
Cummins Inc
|
1,666 | $1,188,207 | |
| 6 | FELE |
Franklin Electric Co Inc
|
10,113 | $1,084,012 | |
| 7 | MWA |
Mueller Water Products, Inc.
|
38,753 | $1,000,989 | |
| 8 | HLIO |
Helios Technologies, Inc.
|
8,688 | $775,404 |
All Filings in ROK
Export CSV
50 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $475,771 | 961 | Shares | Defined | 2026-08-17 | |
| 2026-03-31 | $257,675 | 718 | Shares | Defined | 2026-05-15 | |
| 2025-12-31 | $661,419 | 1,700 | Put | Defined | 2026-02-17 | |
| 2025-12-31 | $272,349 | 700 | Call | Defined | 2026-02-17 | |
| 2025-12-31 | $592,164 | 1,522 | Shares | Defined | 2026-02-17 | |
| 2025-09-30 | $384,483 | 1,100 | Call | Defined | 2025-11-14 | |
| 2025-09-30 | $734,013 | 2,100 | Put | Defined | 2025-11-14 | |
| 2025-09-30 | $980,082 | 2,804 | Shares | Defined | 2025-11-14 | |
| 2025-06-30 | $431,821 | 1,300 | Put | Defined | 2025-08-14 | |
| 2025-06-30 | $845,040 | 2,544 | Shares | Defined | 2025-08-14 | |
| 2025-06-30 | $298,953 | 900 | Call | Defined | 2025-08-14 | |
| 2024-12-31 | $1,371,792 | 4,800 | Put | Sole | 2025-02-14 | |
| 2024-12-31 | $567,864 | 1,987 | Shares | Sole | 2025-02-14 | |
| 2024-12-31 | $400,106 | 1,400 | Call | Sole | 2025-02-14 | |
| 2024-09-30 | $1,164,847 | 4,339 | Shares | Sole | 2024-11-14 | |
| 2024-09-30 | $563,766 | 2,100 | Call | Sole | 2024-11-14 | |
| 2024-09-30 | $2,013,450 | 7,500 | Put | Sole | 2024-11-14 | |
| 2024-06-30 | $1,076,344 | 3,910 | Shares | Sole | 2024-08-14 | |
| 2024-06-30 | $467,976 | 1,700 | Call | Sole | 2024-08-14 | |
| 2024-06-30 | $1,899,432 | 6,900 | Put | Sole | 2024-08-14 | |
| 2024-03-31 | $808,732 | 2,776 | Shares | Sole | 2024-05-01 | |
| 2024-03-31 | $466,128 | 1,600 | Call | Sole | 2024-05-01 | |
| 2024-03-31 | $1,573,182 | 5,400 | Put | Sole | 2024-05-01 | |
| 2023-12-31 | $683,056 | 2,200 | Call | Sole | 2024-02-12 | |
| 2023-12-31 | $2,452,792 | 7,900 | Put | Sole | 2024-02-12 | |
| 2023-12-31 | $128,538 | 414 | Shares | Sole | 2024-02-12 | |
| 2023-09-30 | $509,992 | 1,784 | Shares | Sole | 2023-11-13 | |
| 2023-09-30 | $1,715,220 | 6,000 | Call | Sole | 2023-11-13 | |
| 2023-09-30 | $3,945,006 | 13,800 | Put | Sole | 2023-11-13 | |
| 2023-06-30 | $4,019,290 | 12,200 | Put | Sole | 2023-08-10 | |
| 2023-06-30 | $1,877,865 | 5,700 | Call | Sole | 2023-08-10 | |
| 2023-06-30 | $37,227 | 113 | Shares | Sole | 2023-08-10 | |
| 2023-03-31 | $3,110,570 | 10,600 | Put | Sole | 2023-05-09 | |
| 2023-03-31 | $1,555,285 | 5,300 | Call | Sole | 2023-05-09 | |
| 2022-12-31 | $257,570 | 1,000 | Call | Sole | 2023-02-10 | |
| 2022-12-31 | $618,168 | 2,400 | Put | Sole | 2023-02-10 | |
| 2022-09-30 | $6,044,591 | 28,100 | Put | Sole | 2022-11-10 | |
| 2022-09-30 | $4,915,693 | 22,852 | Shares | Sole | 2022-11-10 | |
| 2022-09-30 | $1,677,858 | 7,800 | Call | Sole | 2022-11-10 | |
| 2022-06-30 | $3,662,121 | 18,374 | Shares | Sole | 2022-08-15 | |
| 2022-06-30 | $1,494,825 | 7,500 | Call | Sole | 2022-08-15 | |
| 2022-06-30 | $5,401,301 | 27,100 | Put | Sole | 2022-08-15 | |
| 2022-03-31 | $11,565,239 | 41,300 | Put | Sole | 2022-05-13 | |
| 2022-03-31 | $1,767,549 | 6,312 | Shares | Sole | 2022-05-13 | |
| 2022-03-31 | $3,136,336 | 11,200 | Call | Sole | 2022-05-13 | |
| 2021-12-31 | $16,814,570 | 48,200 | Put | Sole | 2022-02-11 | |
| 2021-12-31 | $3,348,960 | 9,600 | Call | Sole | 2022-02-11 | |
| 2021-09-30 | $6,145,436 | 20,900 | Call | Sole | 2021-11-15 | |
| 2021-09-30 | $24,023,068 | 81,700 | Put | Sole | 2021-11-15 | |
| 2021-09-30 | $241,406 | 821 | Shares | Sole | 2021-11-15 | |
| No filing history on record for this holder in this stock. | ||||||