GTS SECURITIES LLC
Broker-DealerPosition in ROK — Rockwell Automation, Inc
CIK 1452765
NEW YORK, NY
Position in ROK
as of Jun 30, 2026
· filed Aug 14, 2026
Position Value
$361,903
+$21,685 QoQ
Shares Held
731
-22.9% QoQ
Ownership
0.001%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
#1,029
of 1,538 holders
Holding Since
Jun 2023
11 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in ROK Over Time
Shares Held
Position Value (USD)
Derivatives in ROK
reported options exposure · as of Sep 30, 2024CallValue
$3,758,440
CallShares
14,000
PutValue
$2,657,754
PutShares
9,900
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Specialty Industrial Machinery
Industrials · as of Jun 30, 2026GTS SECURITIES LLC holds $3,735,331 across 9 Specialty Industrial Machinery names. ROK ranks #2 (9.7% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | GEV |
GE Vernova Inc.
|
1,646 | $1,933,819 | |
| 2 | ROK |
Rockwell Automation, Inc
This page
|
731 | $361,903 | |
| 3 | PH |
Parker-Hannifin Corp
|
324 | $316,910 | |
| 4 | ETN |
Eaton Corp plc
|
663 | $282,517 | |
| 5 | XYL |
Xylem Inc.
|
2,266 | $267,863 | |
| 6 | CMI |
Cummins Inc
|
354 | $252,476 | |
| 7 | EMR |
Emerson Electric Co
|
1,417 | $202,843 | |
| 8 | SMR |
NUSCALE POWER Corp
|
11,017 | $110,500 |
All Filings in ROK
Export CSV
19 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $361,903 | 731 | Shares | Defined | 2026-08-14 | |
| 2026-03-31 | $340,218 | 948 | Shares | Defined | 2026-05-15 | |
| 2025-12-31 | $522,521 | 1,343 | Shares | Defined | 2026-02-13 | |
| 2025-09-30 | $212,164 | 607 | Shares | Defined | 2025-11-14 | |
| 2024-12-31 | $370,098 | 1,295 | Shares | Defined | 2025-02-18 | |
| 2024-09-30 | $3,758,440 | 14,000 | Call | Defined | 2024-11-13 | |
| 2024-09-30 | $2,657,754 | 9,900 | Put | Defined | 2024-11-13 | |
| 2024-09-30 | $473,831 | 1,765 | Shares | Defined | 2024-11-13 | |
| 2024-06-30 | $3,303,360 | 12,000 | Put | Defined | 2024-08-14 | |
| 2024-06-30 | $4,211,784 | 15,300 | Call | Defined | 2024-08-14 | |
| 2024-03-31 | $3,612,492 | 12,400 | Call | Defined | 2024-05-15 | |
| 2024-03-31 | $2,971,566 | 10,200 | Put | Defined | 2024-05-15 | |
| 2023-12-31 | $810,663 | 2,611 | Shares | Defined | 2024-02-15 | |
| 2023-12-31 | $6,302,744 | 20,300 | Put | Defined | 2024-02-15 | |
| 2023-12-31 | $2,794,320 | 9,000 | Call | Defined | 2024-02-15 | |
| 2023-09-30 | $1,772,394 | 6,200 | Call | Defined | 2023-11-15 | |
| 2023-09-30 | $5,831,748 | 20,400 | Put | Defined | 2023-11-15 | |
| 2023-09-30 | $2,186,905 | 7,650 | Shares | Defined | 2023-11-15 | |
| 2023-06-30 | $926,742 | 2,813 | Shares | Defined | 2023-08-16 | |
| No filing history on record for this holder in this stock. | ||||||