DRW Securities, LLC
Broker-DealerPosition in ROK — Rockwell Automation, Inc
CIK 1481986
CHICAGO, IL
Position in ROK
as of Mar 31, 2026
· filed May 13, 2026
Position Value
$777,334
+$501,895 QoQ
Shares Held
2,166
+111.1% QoQ
Ownership
0.002%
of shares outstanding
% of Portfolio
0.06%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Mar 2020
4 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in ROK Over Time
Shares Held
Position Value (USD)
Derivatives in ROK
reported options exposure · as of Dec 31, 2022CallValue
$1,339,364
CallShares
5,200
PutValue
$0
PutShares
0
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Specialty Industrial Machinery
Industrials · as of Jun 30, 2026DRW Securities, LLC holds $13,922,304 across 7 Specialty Industrial Machinery names.
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | MIDD |
MIDDLEBY Corp
|
80,917 | $11,197,503 | |
| 2 | FLS |
Flowserve Corp
|
10,895 | $807,973 | |
| 3 | CR |
Crane Co
|
2,375 | $529,791 | |
| 4 | GEV |
GE Vernova Inc.
|
406 | $476,993 | |
| 5 | PH |
Parker-Hannifin Corp
|
480 | $469,497 | |
| 6 | HLIO |
Helios Technologies, Inc.
|
2,517 | $224,642 | |
| 7 | JBTM |
JBT MAREL Corp
|
1,489 | $215,905 |
All Filings in ROK
Export CSV
4 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $777,334 | 2,166 | Shares | Other | 2026-05-13 | |
| 2024-09-30 | $275,439 | 1,026 | Shares | Other | 2024-11-13 | |
| 2022-12-31 | $1,339,364 | 5,200 | Call | Other | 2023-02-15 | |
| 2020-03-31 | $709,880 | 4,704 | Shares | Other | 2020-05-13 | |
| No filing history on record for this holder in this stock. | ||||||