OPPENHEIMER & CO INC

Position in SCM — Stellus Capital Investment Corp

CIK 822581 NEW YORK, NY

Position in SCM

as of Mar 31, 2026 · filed Apr 24, 2026 Compact

Position Value

$141,926

-$61,448 QoQ

Shares Held

15,410

-3.9% QoQ

Ownership

0.053%

of shares outstanding

% of Portfolio

0.00%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Mar 2020

15 quarters on record

Voting authority Sole 100% Shared 0% None 0%

Financial Services · as of Mar 31, 2026

OPPENHEIMER & CO INC holds $243,159,906 across 186 Asset Management names. SCM ranks #166 (0.1% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	KKR	KKR & Co. Inc.	214,144	$19,808,320
2	BX	Blackstone Inc.	132,898	$15,281,941
3	HASI	HA Sustainable Infrastructure Capital, Inc.	287,468	$10,564,449
4	BLK	BlackRock, Inc.	10,006	$9,622,870
5	CG	Carlyle Group Inc.	191,081	$9,246,409
6	ARCC	Ares Capital Corp	469,301	$8,456,804
7	PHYS	Sprott Physical Gold Trust	209,072	$7,409,511
8	APO	Apollo Global Management, Inc.	51,618	$5,751,277

15 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$141,926	15,410	-3.9%	Shares	Sole	2026-04-24
2025-12-31	$203,374	16,039	-7.1%	Shares	Sole	2026-02-02
2025-09-30	$225,454	17,263	+1.2%	Shares	Sole	2025-11-06
2025-06-30	$237,760	17,056	+10.5%	Shares	Sole	2025-07-31
2025-03-31	$216,160	15,440	+27.7%	Shares	Sole	2025-04-23
2024-12-31	$166,330	12,088	-1.7%	Shares	Sole	2025-02-05
2024-09-30	$168,373	12,299	+0.8%	Shares	Sole	2024-11-05
2024-06-30	$167,533	12,202	-11.2%	Shares	Sole	2024-08-08
2024-03-31	$179,693	13,738	-5.2%	Shares	Sole	2024-05-07
2023-12-31	$186,286	14,497	+15.5%	Shares	Sole	2024-02-13
2023-09-30	$170,707	12,552	-37.3%	Shares	Sole	2023-11-08
2020-12-31	$217,676	20,007	-16.2%	Shares	Sole	2021-02-11
2020-09-30	$207,634	23,866	-18.3%	Shares	Sole	2020-11-13
2020-06-30	$212,758	29,225	-3.9%	Shares	Sole	2020-08-11
2020-03-31	$221,790	30,424	—	Shares	Sole	2020-05-08
No filing history on record for this holder in this stock.