8-K
Sintx Technologies, Inc. (SINT)
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Dateof report (Date of earliest event reported): December 19, 2024
SINTXTechnologies, Inc.
(Exactname of registrant as specified in its charter)
| Delaware | 001-33624 | 84-1375299 |
|---|---|---|
| (State or other jurisdiction<br><br> <br>of incorporation) | (Commission<br><br> <br>File Number) | (IRS Employer<br><br> <br>Identification No.) |
| 1885 West 2100 South<br><br> <br>Salt Lake City, UT | 84119 | |
| --- | --- | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’stelephone number, including area code: (801) 839-3500
(FormerName or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written<br> communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class: | Trading Symbol(s): | Name of each exchange on which registered: |
|---|---|---|
| Common<br> Stock, par value $0.01 per share | SINT | The<br> NASDAQ Capital Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item5.07 Submission of Matters to a Vote of Security Holders
On December 19, 2024, SINTX Technologies, Inc. held its 2024 annual meeting of stockholders at which the following matters were voted on:
ProposalNo. 1: Election of Directors. The Company’s stockholders elected for a three-year term one person nominated for election as a Class I director. The following table sets forth the vote of the shareholders at the meeting with respect to the election of directors:
| Nominee | Votes For | Votes Withheld | Broker Non-vote | Abstain | ||||
|---|---|---|---|---|---|---|---|---|
| Mark Froimson, MD | 65,138 | 11,650 | 375,417 | - |
ProposalNo. 2: A proposal to ratify the Audit Committee’s appointment of Tanner LLC as the Company’s independent registered public accounting firm for the year ending December 31, 2024. This proposal was ratified.
| For | Against | Abstain | Broker Non-vote | |||
|---|---|---|---|---|---|---|
| 418,120 | 18,452 | 15,633 | - |
ProposalNo. 3: A proposal to adopt, on an advisory basis, a non-binding resolution approving the compensation of the Company’s named executive officers, as described in the Proxy Statement under “Executive Compensation.” This proposal was adopted.
| For | Against | Abstain | Broker Non-vote | |||
|---|---|---|---|---|---|---|
| 45,812 | 26,817 | 4,159 | 375,417 |
ProposalNo. 4: To approve an amendment to our 2020 Equity Incentive Plan to increase the authorized number of shares of common stock of the Company issuable under all awards granted under the plan by 333,650 shares. This proposal was approved.
| For | Against | Abstain | Broker Non-vote | |||
|---|---|---|---|---|---|---|
| 44,811 | 29,253 | 2,724 | 375,417 |
ProposalNo. 5: A proposal to approve one or more adjournments of the annual meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the meeting to adopt one or more of the foregoing proposals. This proposal was approved.
| For | Against | Abstain | Broker Non-vote | |||
|---|---|---|---|---|---|---|
| 363,474 | 85,363 | 3,368 | - |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SINTX<br> TECHNOLOGIES, INC. | |
|---|---|
| Date:<br> December 23, 2024 | /s/ Eric Olson |
| Eric<br> Olson | |
| President<br> and Chief Executive Officer |