SPE

SPECIAL OPPORTUNITIES FUND, INC.

Company with tickers: SPE, SPE-PC

CIK
897802
CUSIP
84741T104
Shares Outstanding
10,623,154
Report Date:
Holders: 43
Total Value: $44,065,028
Total Shares: 2,999,663
Holder Value (USD) Shares Action
Colony Group, LLC $19,436,397 1,323,104 View
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC $4,097,173 278,909 View
Shaker Financial Services, LLC $3,681,005 250,579 View
GatePass Capital, LLC $1,935,407 131,750 View
CSS LLC/IL $1,703,731 115,979 View
Advisors Asset Management, Inc. $1,658,324 112,888 View
SEVEN MILE ADVISORY $1,592,631 108,416 View
SCOTIA CAPITAL INC. $1,589,531 108,205 View
RiverNorth Capital Management, LLC $1,520,238 103,488 View
MORGAN STANLEY $1,077,849 73,373 View
FIRST MANHATTAN CO $587,746 40,010 View
Cetera Investment Advisers $558,234 38,001 View
RAYMOND JAMES FINANCIAL INC $486,546 33,121 View
ENVESTNET ASSET MANAGEMENT INC $363,357 24,735 View
OPPENHEIMER & CO INC $305,052 20,766 View
Guggenheim Capital LLC $296,782 20,203 View
NBC SECURITIES, INC. $290,421 19,770 View
Ancora Advisors, LLC $271,324 18,470 View
Advisor Group Holdings, Inc. $264,420 18,000 View
Sowell Financial Services LLC $255,150 17,369 View
HARBOUR INVESTMENTS, INC. $239,211 16,284 View
COMMONWEALTH EQUITY SERVICES, LLC $233,350 15,885 View
TrueMark Investments, LLC $219,101 14,915 View
Live Oak Private Wealth LLC $218,190 14,853 View
PATRON PARTNERS ADVISORS, LLC $203,089 13,825 View
SUSQUEHANNA INTERNATIONAL GROUP, LLP $196,361 13,367 View
WELLS FARGO & COMPANY/MN $174,413 11,873 View
HighTower Advisors, LLC $155,684 10,598 View
Keating Financial Advisory Services, Inc. $77,974 5,308 View
MAI Capital Management $76,432 5,203 View
UBS Group AG $72,465 4,933 View
Global Retirement Partners, LLC $49,696 3,383 View
GWM Advisors LLC $31,759 2,162 View
ROYAL BANK OF CANADA $31,554 2,148 View
WINMILL & CO. INC $29,380 2,000 View
Kestra Advisory Services, LLC $21,961 1,495 View
WOLVERINE ASSET MANAGEMENT LLC $13,764 937 View
Rockefeller Capital Management L.P. $13,074 890 View
Indiana Trust & Investment Management CO $11,898 810 View
EASTERN BANK $10,679 727 View
Sound Income Strategies, LLC $10,165 692 View
HIGHLINE WEALTH PARTNERS LLC $2,938 200 View
CVA Family Office, LLC $572 39 View