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SPE

Special Opportunities Fund, Inc.

Company with tickers: SPE, SPE-PC

CIK
897802
CUSIP
84741T104
Shares Outstanding
10,623,154
13F Activity (30d)
29 filings 29 filers
Holders: 42
Total Value: $42,743,546
Total Shares: 3,106,364

Institutional Ownership Trend

25 quarters

Holder Concentration

Across 42 13F filers · Δ vs Dec 31, 2025
Top Holder
43.0%
Jun 2023 → Mar 2026 · range 19.4% – 52.2%
−0.9 pts
Top 5
71.9%
Jun 2023 → Mar 2026 · range 63.7% – 81.0%
+2.2 pts
Top 10
87.5%
Jun 2023 → Mar 2026 · range 77.9% – 91.9%
+1.0 pts
HHI
2,168
Jun 2023 → Mar 2026 · range 1,024 – 2,913
Moderately concentrated −17

Quarterly Activity

vs Dec 31, 2025
New
4
Increased
28
Decreased
9
Sold Out
6
Unchanged
1
Holder count: -2
Institutional value: -3.4%
Shares held: +3.1%

Top Buyers

vs Dec 31, 2025
Institution Added Now Holds Open
Small Shaker Financial Services, LLC +121,464 372,043
Mid WOLVERINE ASSET MANAGEMENT LLC +94,346 95,283
Mega MORGAN STANLEY +17,380 90,762
Small BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC +15,985 294,894
Large Focus Partners Wealth +12,414 1,335,518

Top Sellers

vs Dec 31, 2025
Institution Sold Now Holds Open
Mid RIVERNORTH CAPITAL MANAGEMENT, LLC −21,419 82,069
Small GatePass Capital, LLC −18,891 112,859
Large Cetera Investment Advisers −18,129 19,872
Mid Advisors Asset Management, Inc. −5,634 107,254
Small NBC SECURITIES, INC. −3,113 16,657

Top New Positions

vs Dec 31, 2025
Institution Acquired Value (USD) Open
Mid Independent Advisor Alliance 21,188 $291,546
Micro Detalus Advisors, LLC 10,443 $143,695
Mid Advisory Services Network, LLC 910 $12,521
Large DANSKE BANK A/S 4 $55

Top Sold-Out Positions

vs Dec 31, 2025
Institution Previously Held Last Value (USD) Open
Micro SEVEN MILE ADVISORY 108,416 $1,592,631
Mega ENVESTNET ASSET MANAGEMENT INC 24,735 $363,357
Large HighTower Advisors, LLC 10,598 $155,684
Mid Global Retirement Partners, LLC 3,383 $49,696
Mid NewEdge Advisors, LLC 2,162 $31,759
Filter: New 4 Increased 28 Reduced 9 Sold out 6 Unchanged 1
Showing 42 of 42
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
Large Focus Partners Wealth $18,376,727 42.99% 1,335,518
Small Shaker Financial Services, LLC $5,119,311 11.98% 372,043
Small BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC $4,057,741 9.49% 294,894
Small CSS LLC/IL $1,633,986 3.82% 118,749
Small GatePass Capital, LLC $1,552,939 3.63% 112,859
Large SCOTIA CAPITAL INC. $1,514,191 3.54% 110,043
Mid Advisors Asset Management, Inc. $1,475,815 3.45% 107,254
Mid WOLVERINE ASSET MANAGEMENT LLC $1,311,094 3.07% 95,283
Mega MORGAN STANLEY $1,248,884 2.92% 90,762
Mid RIVERNORTH CAPITAL MANAGEMENT, LLC $1,129,269 2.64% 82,069
Large FIRST MANHATTAN CO. LLC. $609,292 1.43% 44,280
Mega RAYMOND JAMES FINANCIAL INC $440,869 1.03% 32,040
Mid Ancora Advisors LLC $314,925 0.74% 22,887
Mid OPPENHEIMER & CO INC $294,078 0.69% 21,372
Mid Independent Advisor Alliance $291,546 0.68% 21,188
Large GUGGENHEIM CAPITAL LLC $285,905 0.67% 20,778
Large Cetera Investment Advisers $273,438 0.64% 19,872
Large OSAIC HOLDINGS, INC. $265,457 0.62% 19,292
Mid Sowell Financial Services LLC $246,758 0.58% 17,933
Mid HARBOUR INVESTMENTS, INC. $231,346 0.54% 16,813
Small NBC SECURITIES, INC. Broker-Dealer $229,200 0.54% 16,657
Large COMMONWEALTH EQUITY SERVICES, LLC $223,049 0.52% 16,210
Small TrueMark Investments, LLC $223,022 0.52% 16,208
Small Live Oak Private Wealth LLC $210,982 0.49% 15,333
Small PATRON PARTNERS, LLC $196,410 0.46% 14,274
Small NWF Advisory Services Inc. $195,859 0.46% 14,234
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP $162,656 0.38% 11,821
Mega WELLS FARGO & COMPANY/MN $153,685 0.36% 11,169
Micro Detalus Advisors, LLC $143,695 0.34% 10,443
Small Keating Financial Advisory Services, Inc. $77,262 0.18% 5,615
Mid MAI Capital Management $73,918 0.17% 5,372
Mega UBS Group AG $71,042 0.17% 5,163
Mega ROYAL BANK OF CANADA Bank $30,960 0.07% 2,250
Small WINMILL & CO. INC $28,799 0.07% 2,093
Large Rockefeller Capital Management L.P. $12,631 0.03% 918
Mid Advisory Services Network, LLC $12,521 0.03% 910
Mid EASTERN BANK Bank $10,320 0.02% 750
Mid Sound Income Strategies, LLC $10,182 0.02% 740
Small HIGHLINE WEALTH PARTNERS LLC $2,834 0.01% 206
Small CVA Family Office, LLC Family Office $536 0.00% 39
Small Indiana Trust & Investment Management Co $357 0.00% 26
Large DANSKE BANK A/S Bank $55 0.00% 4

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