Prosperity Financial Group, Inc.

Position in SPMC — Sound Point Meridian Capital, Inc.

CIK 1991334 San Ramon, CA

Position in SPMC

as of Jun 30, 2026 · filed Jul 28, 2026 Compact

Position Value

$100,970

New position

Shares Held

10,199

first reported quarter

Ownership

0.050%

of shares outstanding

% of Portfolio

0.07%

of 13F equity value

Holder Rank

#3

of 3 holders

Holding Since

Jun 2026

1 quarter on record

Voting authority Sole 100% Shared 0% None 0%

Financial Services · as of Jun 30, 2026

Prosperity Financial Group, Inc. holds $389,572 across 3 Asset Management names. SPMC ranks #2 (25.9% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	GAIN	Gladstone Investment Corporation\De	15,700	$242,722
2	SPMC	Sound Point Meridian Capital, Inc. This page	10,199	$100,970
3	PNNT	Pennantpark Investment Corp	13,222	$45,880

1 filing row on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$100,970	10,199	—	Shares	Sole	2026-07-28
No filing history on record for this holder in this stock.