TOMZ 8-K
TOMI Environmental Solutions, Inc. (TOMZ)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events.
As of September 1, 2026, holders of convertible notes issued by TOMI Environmental Solutions, Inc. (the “Company”) with an aggregate principal amount of $2,475,000 have converted such notes into shares of common stock, par value $0.01 per share (the “Common Stock”) of the Company pursuant to the terms of such notes, as amended, and the Company has issued a total of 1,649,989 shares of Common Stock upon such conversion. As a result of the note conversions, the Company's shareholders' equity as of September 1, 2026 is approximately $3.8 million, which is above the requirement of $2.5 million set forth in Nasdaq Listing Rule 5550(b)(1). However, there can be no assurances that the Nasdaq Hearings Panel will deem the Company has regained compliance.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: September 2, 2026 | TOMI ENVIRONMENTAL SOLUTIONS, INC. |
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| By: | /s/ Halden S. Shane |
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| Name: | Halden S. Shane |
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| Title: | Chief Executive Officer |
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