Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
Position in UBS — UBS Group AG
CIK 1510434
Seattle, WA
Position in UBS
as of Jun 30, 2026
· filed Jul 15, 2026
Position Value
$742,160
+$156,384 QoQ
Shares Held
14,975
-0.1% QoQ
Ownership
0.000%
of shares outstanding
% of Portfolio
0.03%
of 13F equity value
Holder Rank
#351
of 758 holders
Holding Since
Jun 2025
5 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in UBS Over Time
Shares Held
Position Value (USD)
Position in Banks - Diversified
Financial Services · as of Jun 30, 2026Empirical Financial Services, LLC d.b.a. Empirical Wealth Management holds $77,962,110 across 19 Banks - Diversified names. UBS ranks #9 (1.0% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | JPM |
Jpmorgan Chase & Co
|
90,555 | $29,641,367 | |
| 2 | BNY |
Bank of New York Mellon Corp
|
179,269 | $25,924,089 | |
| 3 | BAC |
Bank Of America Corp /De/
|
114,822 | $6,542,557 | |
| 4 | C |
Citigroup Inc
|
24,112 | $3,374,715 | |
| 5 | NTB |
Bank of N.T. Butterfield & Son Ltd
|
56,231 | $3,345,744 | |
| 6 | WFC |
Wells Fargo & Company/Mn
|
35,315 | $2,918,431 | |
| 7 | SAN |
Banco Santander, S.A.
|
77,843 | $1,074,233 | |
| 8 | BBVA |
Banco Bilbao Vizcaya Argentaria, S.A.
|
35,701 | $894,666 |
All Filings in UBS
Export CSV
5 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $742,160 | 14,975 | Shares | Sole | 2026-07-15 | |
| 2026-03-31 | $585,776 | 14,993 | Shares | Other | 2026-05-04 | |
| 2025-12-31 | $735,588 | 15,884 | Shares | Sole | 2026-01-16 | |
| 2025-09-30 | $520,987 | 12,707 | Shares | Sole | 2025-11-10 | |
| 2025-06-30 | $268,767 | 7,947 | Shares | Sole | 2025-07-21 | |
| No filing history on record for this holder in this stock. | ||||||