VSTM · Verastem, Inc. · Holdings

$9.96 +0.75 (+8.14%)

Russell 2000 member Rebalance outlook locked

Market Cap

$867.82M

90.56M

Volume · Oct 22 5.95M Avg daily vol (3M) 3.15M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of VSTM: 13F, 13D and 13G, insiders and funds →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 160

Total Value: $369,629,379

Total Shares: 95,961,285

Showing 1–100 of 166 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 159 13F filers

Top Holder

9.6%

of institutional value

Top 5

35.2%

of institutional value

Top 10

54.0%

of institutional value

HHI

400

Broadly held

Who Holds VSTM

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 157 filers, like-for-like change +16.9%; actively managed books +13.4%; index-like books +27.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	48.7%	76	+16.6%	16	12
Exempt adviser	2.5%	4	+4.0%	1	2
Adviser	8.1%	6	+7.5%	2	0
Bank	9.9%	15	+48.1%	2	0
Insurer	0.0%	1	new	1	0
Benefit plan	0.0%	1	-74.3%	0	0
Non-US	0.3%	5	-15.5%	0	1
Holding company	14.5%	8	+24.3%	1	0
Broker-dealer	0.0%	0	-100.0%	0	1
Unknown	15.9%	41	+5.6%	9	13

Style	Share	Filers	Change	New	Exited
Index-like	27.1%	23	+27.6%	1	0
Systematic-like	9.3%	13	-15.9%	1	7
Concentrated	17.8%	24	+44.3%	8	7
Diversified active	45.8%	97	+12.0%	22	15
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	35.5%	80	+34.3%	18	8
Medium turnover	39.6%	39	+25.8%	9	2
High turnover	14.2%	28	-28.7%	4	16
Unknown	10.7%	10	+37.7%	1	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	13.7%	17	+13.5%	3	12
Medium horizon	31.2%	30	+14.8%	4	4
Long horizon	34.3%	94	+14.6%	22	10
Unknown	20.8%	16	+27.0%	3	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	16.9%	25	+10.0%	11	13
$1B to $10B	23.9%	40	+4.1%	5	11
$10B to $100B	19.6%	40	+33.6%	12	2
$100B or more	39.6%	52	+21.6%	4	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.3%	26	+42.5%	11	5
Pooled investment vehicles	31.5%	22	+4.5%	2	5
Registered funds and BDCs	10.7%	11	+63.4%	2	0
Pension and profit sharing plans	0.0%	1	0.0%	0	0
Insurance companies	0.1%	3	+61.7%	0	0
Governments and sovereign funds	0.8%	3	+29.1%	0	0
Other investment advisers	0.0%	2	+1155.1%	1	0
Diversified	1.7%	7	+231.9%	0	1
Unknown	54.8%	82	+15.7%	16	18

Private funds	Share	Filers	Change	New	Exited
Hedge funds	39.3%	31	+11.0%	3	7
Private equity funds	0.1%	4	+128.6%	0	0
Venture capital funds	0.0%	1	-100.0%	0	1
Real estate funds	0.0%	2	+326.7%	1	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	0.5%	6	+4.1%	1	0
Mixed private funds	0.1%	1	+74.1%	0	0
No private funds	11.2%	34	+59.4%	12	4
Private funds, type not stated	0.0%	0	—	0	0
Unknown	48.9%	77	+17.6%	15	16

Location	Share	Filers	Change	New	Exited
United States	91.0%	135	+15.5%	30	25
Outside the US	9.0%	22	+33.4%	2	4

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

157 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.27% of filers hold it in their top 10

Mar 31, 2026: 6

Holders above 5%

median weight 0.000%

Mar 31, 2026: 2

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Mar 31, 2026: 45.8%

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

54.4%

of 13F shares, Herfindahl 0.040

Active holders

+13.4%

like-for-like share change of active filers

5% stakes on record

0 13D, 8 13G (5 institutional, 3 passive, 0 exempt)

How long holders have held it value-weighted 8.0 quarters

Under 1 year 33.6% 1 to 3 years 52.3% 3 years or more 14.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$6.46

estimated per share

Mar 31, 2026: $7.04

Quarter-end price

$3.82

implied by 13F values

Estimated gain or loss

-40.8%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 64.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies VSTM's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	IRON Disc Medicine, Inc.	8	0.319
2	SPRB Spruce Biosciences, Inc.	5	0.315
3	HELP Helus Pharma Inc.	6	0.302
4	CBIO Crescent Biopharma, Inc.	5	0.286
5	TRAX First Tracks Biotherapeutics, Inc.	5	0.278
6	QNRX Quoin Pharmaceuticals Ltd.	3	0.267
7	PTHS Pelthos Therapeutics Inc.	3	0.267
8	AGIO Agios Pharmaceuticals, Inc.	5	0.264
9	CABA Cabaletta Bio, Inc.	4	0.261
10	LBRX Lb Pharmaceuticals Inc	5	0.251

Shareholder Targets

13F filers that own its peers but not VSTM, quarter ended Jun 30, 2026

Found through its holder-overlap peers: IRON, SPRB, HELP, CBIO, TRAX, QNRX, PTHS, AGIO, CABA, LBRX, SLDB, ALMS, KLRS, TLPH, JBIO, CLDX, QTTB, EVMN, RARE, ACOG. 510 filers in all.

#	Filer	In peers	Of book	Largest peers
1	RA CAPITAL MANAGEMENT, L.P. Registered adviser, Concentrated	$528,861,008 6 held	4.66%	IRON, SLDB, JBIO
2	AyurMaya Capital Management Company, LP Adviser, Unknown	$426,031,354 1 held	100.0%	ALMS
3	Jupiter Topco LLC Unknown, Diversified active	$284,306,126 10 held	0.120%	JBIO, ALMS, SLDB
4	SAMSARA BIOCAPITAL, LLC Registered adviser, Concentrated	$247,340,030 3 held	20.3%	ALMS, KLRS, JBIO
5	Logos Global Management LP Registered adviser, Diversified active	$235,471,675 7 held	10.1%	CLDX, IRON, CBIO
6	Bellevue Group AG Non-US, Diversified active	$219,763,928 4 held	4.76%	JBIO, RARE, CLDX
7	FARALLON CAPITAL MANAGEMENT LLC Registered adviser, Diversified active	$219,594,714 1 held	1.30%	AGIO
8	D. E. Shaw & Co., Inc. Unknown, Systematic-like	$208,499,184 11 held	0.140%	AGIO, RARE, ALMS
9	TCG Crossover Management, LLC Unknown, Diversified active	$203,369,748 3 held	4.89%	IRON, TRAX, LBRX
10	Kynam Capital Management, LP Registered adviser, Concentrated	$198,065,406 1 held	11.0%	CLDX

Fund Ownership of VSTM by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 15.49% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.90%	+0.90 pp	2,625,787	55
Index ETFs	12.59%	+3.15 pp	11,399,139	25
Active ETFs	0.64%	-0.04 pp	578,939	4
Active funds	3.59%	+2.63 pp	3,251,917	36
Unclassified	0.00%	0.00 pp	107	1
All registered funds	19.72%	+6.65 pp	17,855,889	121

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 78 Exempt adviser 4 Adviser 6 Bank 15 Insurer 1 Benefit plan 1 Non-US 5 Holding company 8 Unknown 42

Showing 100 of 166

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$35,115,144

9.50%

9,192,447

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	537,984	$2,055,098	5.9%	Sole
BlackRock Asset Management Canada Ltd	5,459	$20,853	0.1%	Sole
BlackRock Investment Management, LLC	331,892	$1,267,827	3.6%	Sole
BLACKROCK ADVISORS LLC	1,357,759	$5,186,639	14.8%	Sole
BlackRock Fund Advisors	3,513,220	$13,420,500	38.2%	Sole
BlackRock Institutional Trust Company, N.A.	3,281,738	$12,536,239	35.7%	Sole
BlackRock Japan Co. Ltd	17,350	$66,277	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	93,101	$355,645	1.0%	Sole
Aperio Group, LLC	53,944	$206,066	0.6%	Sole

ARMISTICE CAPITAL, LLC

$26,831,680

7.26%

7,024,000

RTW INVESTMENTS, LP

$25,348,729

6.86%

6,635,793

Deep Track Capital, LP

$21,930,047

5.93%

5,740,850

STATE STREET CORP

$19,611,341

5.31%

5,133,859

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	5,133,859	$19,611,341	100.0%	Defined

Rosalind Advisors, Inc.

$15,228,464

4.12%

3,986,509

VANGUARD CAPITAL MANAGEMENT LLC

$14,712,760

3.98%

3,851,508

Nantahala Capital Management, LLC

$13,694,012

3.70%

3,584,820

Stonepine Capital Management, LLC

$12,795,575

3.46%

3,349,627

VANGUARD PORTFOLIO MANAGEMENT LLC

$12,479,443

3.38%

3,266,870

Foresite Capital Management VI LLC

$12,020,130

3.25%

3,146,631

GOLDMAN SACHS GROUP INC

$10,394,899

2.81%

2,721,178

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	2,270,192	$8,672,133	83.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	450,986	$1,722,766	16.6%	Defined

BAKER BROS. ADVISORS LP

$9,547,471

2.58%

2,499,338

Alyeska Investment Group, L.P.

$8,746,367

2.37%

2,289,625

MILLENNIUM MANAGEMENT LLC

$7,937,971

2.15%

2,078,003

GEODE CAPITAL MANAGEMENT, LLC

$7,923,233

2.14%

2,074,145

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	309,581	$1,182,599	14.9%	Defined
Held directly	1,764,564	$6,740,634	85.1%	Defined

AIGH Capital Management LLC

$7,361,139

1.99%

1,927,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Worth Venture Partners, LLC	468,999	$1,791,576	24.3%	Other
Held directly	1,458,001	$5,569,563	75.7%	Sole

Opaleye Management Inc.

$6,876,000

1.86%

1,800,000

Balyasny Asset Management L.P.

$6,442,716

1.74%

1,686,575

Qube Research & Technologies Ltd

$6,220,824

1.68%

1,628,488

Hennion & Walsh Asset Management, Inc.

$5,633,615

1.52%

699,828

ACORN CAPITAL ADVISORS, LLC

$5,612,164

1.52%

1,469,153

NEXTBio Capital Management LP

$4,991,976

1.35%

1,306,800

FRANKLIN RESOURCES INC

$4,221,180

1.14%

1,105,021

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FRANKLIN ADVISERS INC	1,105,021	$4,221,180	100.0%	Defined

Pinnacle Financial Partners, Inc.

$4,150,200

1.12%

1,086,440

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SYNOVUS TRUST CO NA	1,079,620	$4,124,148	99.4%	Defined
Synovus Securities, Inc.	6,820	$26,052	0.6%	Defined

AQR CAPITAL MANAGEMENT LLC

$3,570,037

0.97%

934,565

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arax Advisory Partners	1,511	$5,772	0.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,712	$6,539	0.2%	Other
Stokes Family Office, LLC	232	$886	0.0%	Other
Held directly	931,110	$3,556,840	99.6%	Defined

BANK OF AMERICA CORP /DE/

$3,399,704

0.92%

889,975

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	825,372	$3,152,921	92.7%	Defined
BOFA SECURITIES, INC.	64,603	$246,783	7.3%	Defined

MORGAN STANLEY

$2,734,438

0.74%

715,822

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	901	$3,441	0.1%	Defined
MORGAN STANLEY & CO. LLC	370,411	$1,414,970	51.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	292,080	$1,115,745	40.8%	Defined
MORGAN STANLEY SMITH BARNEY LLC	17,342	$66,246	2.4%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	35,088	$134,036	4.9%	Defined

PANAGORA ASSET MANAGEMENT INC

$2,547,458

0.69%

666,874

NORTHERN TRUST CORP

$2,488,710

0.67%

651,495

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	638,965	$2,440,846	98.1%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	12,530	$47,864	1.9%	Other

J. Goldman & Co LP

$2,483,282

0.67%

650,074

SPHERA FUNDS MANAGEMENT LTD.

$2,416,654

0.65%

632,632

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sphera Global Healthcare Management LP joint	632,632	$2,416,654	100.0%	Defined

FMR LLC

$2,392,457

0.65%

626,298

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	626,258	$2,392,305	100.0%	Defined
STRATEGIC ADVISERS LLC	40	$152	0.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$2,356,412

0.64%

616,862

UBS Group AG

$2,309,112

0.62%

604,480

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	805	$3,075	0.1%	Defined
UBS AG	562,762	$2,149,750	93.1%	Defined
UBS Switzerland AG	40,913	$156,287	6.8%	Defined

XTX Topco Ltd

$2,146,041

0.58%

561,791

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	561,791	$2,146,041	100.0%	Defined

Jefferies Financial Group Inc.

$1,896,740

0.51%

496,529

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jefferies Financial Services, Inc.	496,529	$1,896,740	100.0%	Defined

Torray Investment Partners LLC

$1,823,878

0.49%

477,455

TORONTO DOMINION BANK

$1,758,777

0.48%

460,413

Exome Asset Management LLC

$1,638,936

0.44%

429,041

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,585,300

0.43%

415,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	415,000	$1,585,300	100.0%	Other

CITADEL ADVISORS LLC

$1,212,189

0.33%

317,327

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	88,922	$339,682	28.0%	Defined
Held directly	228,405	$872,507	72.0%	Defined

Palo Alto Investors LP

$1,182,996

0.32%

309,685

Jump Financial, LLC

$1,174,650

0.32%

307,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	307,500	$1,174,650	100.0%	Defined

Virtus Investment Advisers, LLC

$1,083,466

0.29%

283,630

Diametric Capital, LP

$1,014,358

0.27%

265,539

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thakore Nainoor	265,539	$1,014,358	100.0%	Defined

Nuveen, LLC

$989,124

0.27%

258,933

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	26,622	$101,696	10.3%	Defined
TEACHERS ADVISORS, LLC joint	232,311	$887,428	89.7%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$931,889

0.25%

243,950

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$910,798

0.25%

238,429

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	238,429	$910,798	100.0%	Other

DIMENSIONAL FUND ADVISORS LP

$898,490

0.24%

235,207

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Ireland Ltd	5,454	$20,834	2.3%	Defined
Held directly	229,753	$877,656	97.7%	Sole

Ikarian Capital, LLC

$816,964

0.22%

213,865

RAYMOND JAMES FINANCIAL INC

$759,556

0.21%

198,837

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	198,540	$758,422	99.9%	Defined
Raymond James Financial Services Advisors, Inc.	297	$1,134	0.1%	Defined

Bank of New York Mellon Corp

$706,484

0.19%

184,944

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	42,066	$160,692	22.7%	Defined
The Bank of New York Mellon	139,346	$532,301	75.3%	Defined
BNY Mellon, NA joint	3,530	$13,484	1.9%	Defined
Held directly	2	$7	0.0%	Defined

SG Americas Securities, LLC

$658,056

0.18%

172,266

Knott David M Jr

$592,100

0.16%

155,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dorset Partners LLC	155,000	$592,100	100.0%	Defined

Janney Montgomery Scott LLC

$582,316

0.16%

152,439

CANTOR FITZGERALD, L. P.

$534,800

0.14%

140,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cantor Fitzgerald & Co.	140,000	$534,800	100.0%	Defined

Invesco Ltd.

$477,792

0.13%

125,077

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	11,665	$44,559	9.3%	Defined
Invesco Trust Co joint	31,191	$119,149	24.9%	Defined
Invesco Capital Management LLC	82,221	$314,084	65.7%	Defined

CITIGROUP INC

$459,297

0.12%

120,235

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	120,235	$459,297	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$447,283

0.12%

117,090

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	117,090	$447,283	100.0%	Defined

ROYAL BANK OF CANADA

$415,856

0.11%

108,863

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	2,416	$9,229	2.2%	Defined
RBC Capital Markets, LLC	106,403	$406,459	97.7%	Defined
BREWIN DOLPHIN WEALTH MANAGEMENT LTD	44	$168	0.0%	Defined

ExodusPoint Capital Management, LP

$379,081

0.10%

99,236

Rafferty Asset Management, LLC

$359,859

0.10%

94,204

BARCLAYS PLC

$356,818

0.10%

93,408

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	81,921	$312,938	87.7%	Defined
BARCLAYS CAPITAL INC.	11,487	$43,880	12.3%	Defined

DEUTSCHE BANK AG\

$334,891

0.09%

87,668

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	9,733	$37,180	11.1%	Defined
DWS Investments UK Ltd	77,935	$297,711	88.9%	Defined

MILLENNIUM MANAGEMENT LLC

$326,228

0.09%

85,400

RHUMBLINE ADVISERS

$319,649

0.09%

83,678

Virtu Financial LLC

$314,244

0.09%

82,263

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	82,263	$314,244	100.0%	Defined

WELLS FARGO & COMPANY/MN

$308,223

0.08%

80,687

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	72,864	$278,340	90.3%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	544	$2,078	0.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	7,279	$27,805	9.0%	Defined

ADAR1 Capital Management, LLC

$289,556

0.08%

75,800

Brevan Howard Capital Management LP

$276,503

0.07%

72,383

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	72,383	$276,503	100.0%	Defined

CITADEL ADVISORS LLC

$265,872

0.07%

69,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	69,600	$265,872	100.0%	Defined

BOOTHBAY FUND MANAGEMENT, LLC

$261,826

0.07%

68,541

Man Group plc

$258,220

0.07%

67,597

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	67,597	$258,220	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$250,458

0.07%

65,565

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	65,565	$250,458	100.0%	Defined

HSBC HOLDINGS PLC

$227,160

0.06%

59,466

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	59,466	$227,160	100.0%	Defined

MetLife Investment Management, LLC

$226,331

0.06%

59,249

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	59,249	$226,331	100.0%	Defined

Jain Global LLC

$211,009

0.06%

55,238

WELLINGTON MANAGEMENT GROUP LLP

$197,494

0.05%

51,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	20,900	$79,838	40.4%	Defined
Wellington Trust Company, NA joint	30,800	$117,656	59.6%	Defined

ALGERT GLOBAL LLC

$195,966

0.05%

51,300

TWO SIGMA INVESTMENTS, LP

$190,824

0.05%

49,954

Creative Planning

$181,785

0.05%

47,588

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	3,203	$12,235	6.7%	Defined
Held directly	44,385	$169,550	93.3%	Sole

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$181,709

0.05%

47,568

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	36,625	$139,907	77.0%	Defined
Global X Management (AUS) Ltd joint	10,943	$41,802	23.0%	Defined

PROFUND ADVISORS LLC

$181,388

0.05%

47,484

Quadrature Capital Ltd

$179,471

0.05%

46,982

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	46,982	$179,471	100.0%	Other

LOS ANGELES CAPITAL MANAGEMENT LLC

$179,058

0.05%

46,874

Quantinno Capital Management LP

$177,007

0.05%

46,337

ENVESTNET ASSET MANAGEMENT INC

$170,299

0.05%

44,581

Cetera Investment Advisers

$165,833

0.04%

43,412

MERCER GLOBAL ADVISORS INC /ADV

$163,507

0.04%

42,803

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$158,947

0.04%

19,745

Graham Capital Management, L.P.

$153,300

0.04%

40,131

STIFEL FINANCIAL CORP

$146,507

0.04%

38,353

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	38,186	$145,870	99.6%	Defined
1919 Investment Counsel, LLC	125	$477	0.3%	Defined
Held directly	42	$160	0.1%	Defined

Caption Management, LLC

$146,306

0.04%

38,300

Quantbot Technologies LP

$139,960

0.04%

36,639

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	36,639	$139,960	100.0%	Sole

JPMORGAN CHASE & CO

$135,177

0.04%

35,387

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	33,114	$126,495	93.6%	Defined
J.P. Morgan Investment Management Inc.	1,560	$5,959	4.4%	Defined
J.P. Morgan Securities plc	713	$2,723	2.0%	Defined

Diversified Trust Co

$123,175

0.03%

32,245

Aries Wealth Management

$117,782

0.03%

30,833

Vanguard Global Advisers, LLC

$116,586

0.03%

30,520

MIZUHO SECURITIES USA LLC

$114,600

0.03%

30,000

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Key facts CIK 1526119 CUSIP 92337C203 13F (30d) 13 filings 13 filers Visit website Investor relations