8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENTREPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) May 13, 2020

The ExOneCompany

(Exact name of registrant as specified in its charter)

Registrant’s telephone number, including area code: (724)863-9663

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Securities registered pursuant to Section 12(b) of the Exchange Act:

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (the “Exchange Act”) (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

On May 13, 2020, The ExOne Company (the “Company”) held its 2020 Annual Meeting of Stockholders (the “Annual Meeting”) solely by means of remote communication, in a virtual format. Holders of a total of 13,324,377 shares of Common Stock were present or represented by proxy at the Annual Meeting, representing approximately 80.97% of the outstanding shares of Common Stock entitled to vote at the Annual Meeting.

The final voting results on the matters considered at the Annual Meeting are provided below.

Proposal 1: The individuals listed below were elected as directors to hold office for a one-year term expiring at the 2021 Annual Meeting of Stockholders.

Proposal 2: Schneider Downs & Co., Inc. was ratified as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020.

Proposal 3: The amendment to the Company’s Certificate of Incorporation to specifically provide for stockholder removal of directors either with or without cause, was not approved, as it did not receive the vote of at least 75% of the voting power of all outstanding shares of the Company’s common stock.

Proposal 4: The compensation paid to the Company’s named executive officers in 2019 was approved on a non-binding advisory basis.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.