Rockefeller Capital Management L.P.

Position in PREF — Principal Spectrum Preferred Securities Active ETF

CIK 1739439 NEW YORK, NY

All Filings in PREF

24 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31 PREF	$3,676,468	195,349	+20.0%	Shares	Defined	2026-05-14
2025-12-31 PREF	$3,105,263	162,835	+36.8%	Shares	Defined	2026-03-17
2025-09-30 PREF	$2,278,406	119,039	+1.4%	Shares	Defined	2025-11-14
2025-06-30 PREF	$2,226,755	117,383	+5.8%	Shares	Defined	2025-08-08
2025-03-31 PREF	$2,074,634	110,943	+16.3%	Shares	Defined	2025-05-14
2024-12-31 PREF	$1,775,822	95,423	+1.5%	Shares	Defined	2025-02-13
2024-09-30 PREF	$1,767,744	93,979	+3.5%	Shares	Defined	2024-11-14
2024-06-30 PREF	$1,654,995	90,834	+1.2%	Shares	Defined	2024-08-12
2024-03-31 PREF	$1,629,706	89,791	-8.7%	Shares	Defined	2024-05-14
2023-12-31 PREF	$1,722,126	98,351	+3.2%	Shares	Defined	2024-02-14
2023-09-30 PREF	$1,607,398	95,338	+3.5%	Shares	Defined	2023-11-14
2023-06-30 PREF	$1,560,942	92,091	+1290.5%	Shares	Defined	2023-08-14
2022-12-31 PREF	$113,319	6,623	+8.2%	Shares	Defined	2023-03-06
2022-09-30 PREF	$102,693	6,120	+0.3%	Shares	Defined	2022-11-02
2022-06-30 PREF	$105,268	6,099	+0.3%	Shares	Defined	2022-08-12
2022-03-31 PREF	$115,440	6,079	-0.4%	Shares	Defined	2022-05-13
2021-12-31 PREF	$123,728	6,101	+0.9%	Shares	Defined	2022-02-14
2021-09-30 PREF	$125,394	6,046	+555.7%	Shares	Defined	2021-11-12
2021-06-30 PREF	$19,108	922	+0.3%	Shares	Defined	2021-08-10
2021-03-31 PREF	$18,729	919	+0.3%	Shares	Defined	2021-05-11
2020-12-31 PREF	$18,943	916	+15.9%	Shares	Defined	2021-02-12
2020-09-30 PREF	$15,863	790	+797.7%	Shares	Defined	2020-11-13
2020-06-30 PREF	$1,710	88	+151.4%	Shares	Defined	2020-08-12
2020-03-31 PREF	$614	35	—	Shares	Defined	2020-05-12
No filing history on record for this holder in this stock.