DERBY & COMPANY, INC

CIK

1086611

Location

NEWTON, MA

Portfolio Value

Micro $6,511,638

Diversification

Diversified

Filing Date

Global Rank

#5,024 / 5,924 ▲ 36

Top Industry

Asset Management 33.5%

3Y Alpha vs SPY

-9.8%

Period ended 4 years ago

Filed Nov 12, 2021 · 4y

7 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+37.8%

SPY

+77.5%

Annualised alpha

-9.8%

Max drawdown

−20.1%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

42 positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

32.1%

−0.2 pts

Top 5

56.7%

+0.5 pts

Top 10

70.3%

+0.2 pts

HHI

1,306

Diversified−7

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Financial Services	43.3%	$20,097,564	10
Technology	22.8%	$10,582,682	7
Healthcare	14.0%	$6,511,638	7
Consumer Cyclical	6.2%	$2,862,612	5
Industrials	4.4%	$2,017,916	6
Unclassified	4.3%	$1,985,630	1
Communication Services	2.3%	$1,063,551	3
Consumer Defensive	1.5%	$688,784	2
Real Estate	1.2%	$572,048	1

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

12 positions

Ticker	Company	Δ Shares	Shares	Value
GBDC	GOLUB CAPITAL BDC, Inc.	+4,303	941,850	$14,890,648
AAPL	Apple Inc.	+872	40,196	$5,687,734
MSFT	Microsoft Corp	+317	2,701	$761,465
STZ	Constellation Brands, Inc.	+239	1,499	$315,824
HD	Home Depot, Inc.	+185	2,365	$776,334
JPM	Jpmorgan Chase & Co	+168	2,041	$334,091
DIS	Walt Disney Co	+96	4,291	$725,908
C	Citigroup Inc	+70	13,095	$919,007
AMZN	Amazon Com Inc	+42	610	$100,193
JNJ	Johnson & Johnson	+21	1,784	$288,116
ORCL	Oracle Corp	+21	17,896	$1,559,278
ITW	Illinois Tool Works Inc	+9	1,779	$367,594
No positions match the current search.

Trimmed

Positions the filer reduced

No qualifying positions this quarter.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
YUM	Yum Brands Inc	1,667	$203,890
GE	General Electric Co	2,736	$175,622
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
UNH	Unitedhealth Group Inc	502	$201,020
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

7 positions · $6,511,638 total · Healthcare only · as of Sep 30, 2021

All sectors Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Real Estate Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
TMO	Thermo Fisher Scientific Inc. Healthcare	Held	3,175	0	$1,813,972	+13.3%	27.86%
DHR	Danaher Corp /De/ Healthcare	Held	4,278	0	$1,154,604	+13.4%	17.73%
MTD	Mettler Toledo International Inc/ Healthcare	Held	806	0	$1,110,152	−0.6%	17.05%
BIO	Bio-Rad Laboratories, Inc. Healthcare	Held	1,300	0	$969,735	+15.8%	14.89%
STE	STERIS plc Healthcare	Held	4,626	0	$944,999	−1.0%	14.51%
JNJ	Johnson & Johnson Healthcare	Added	1,784	+21	$288,116	−0.8%	4.42%
PFE	Pfizer Inc Healthcare	Held	5,349	0	$230,060	+9.8%	3.53%