DERBY & COMPANY, INC

CIK

1086611

Location

NEWTON, MA

Portfolio Value

Micro $46,382,425

Diversification

Diversified

Filing Date

Global Rank

#5,024 / 5,924 ▲ 36

Top Industry

Asset Management 33.5%

3Y Alpha vs SPY

-9.0%

Period ended 4 years ago

Filed Nov 12, 2021 · 4y

7 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+39.9%

SPY

+76.3%

Annualised alpha

-9.0%

Max drawdown

−20.1%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

42 positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

32.1%

−0.2 pts

Top 5

56.7%

+0.5 pts

Top 10

70.3%

+0.2 pts

HHI

1,306

Diversified−7

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Financial Services	43.3%	$20,097,564	10
Technology	22.8%	$10,582,682	7
Healthcare	14.0%	$6,511,638	7
Consumer Cyclical	6.2%	$2,862,612	5
Industrials	4.4%	$2,017,916	6
Unclassified	4.3%	$1,985,630	1
Communication Services	2.3%	$1,063,551	3
Consumer Defensive	1.5%	$688,784	2
Real Estate	1.2%	$572,048	1

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

12 positions

Ticker	Company	Δ Shares	Shares	Value
GBDC	GOLUB CAPITAL BDC, Inc.	+4,303	941,850	$14,890,648
AAPL	Apple Inc.	+872	40,196	$5,687,734
MSFT	Microsoft Corp	+317	2,701	$761,465
STZ	Constellation Brands, Inc.	+239	1,499	$315,824
HD	Home Depot, Inc.	+185	2,365	$776,334
JPM	Jpmorgan Chase & Co	+168	2,041	$334,091
DIS	Walt Disney Co	+96	4,291	$725,908
C	Citigroup Inc	+70	13,095	$919,007
AMZN	Amazon Com Inc	+42	610	$100,193
JNJ	Johnson & Johnson	+21	1,784	$288,116
ORCL	Oracle Corp	+21	17,896	$1,559,278
ITW	Illinois Tool Works Inc	+9	1,779	$367,594
No positions match the current search.

Trimmed

Positions the filer reduced

No qualifying positions this quarter.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
YUM	Yum Brands Inc	1,667	$203,890
GE	General Electric Co	2,736	$175,622
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
UNH	Unitedhealth Group Inc	502	$201,020
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

42 positions · $46,382,425 total · as of Sep 30, 2021

All sectors Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Real Estate Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
GBDC	GOLUB CAPITAL BDC, Inc. Financial Services	Added	941,850	+4,303	$14,890,648	+3.0%	32.10%
AAPL	Apple Inc. Technology	Added	40,196	+872	$5,687,734	+5.6%	12.26%
SPY	Spdr S&P 500 ETF Trust	Held	4,627	0	$1,985,630	+0.3%	4.28%
CRM	Salesforce, Inc. Technology	Held	7,066	0	$1,916,440	+11.0%	4.13%
TMO	Thermo Fisher Scientific Inc. Healthcare	Held	3,175	0	$1,813,972	+13.3%	3.91%
ORCL	Oracle Corp Technology	Added	17,896	+21	$1,559,278	+12.1%	3.36%
PYPL	PayPal Holdings, Inc. Financial Services	Held	5,257	0	$1,367,923	−10.7%	2.95%
DHR	Danaher Corp /De/ Healthcare	Held	4,278	0	$1,154,604	+13.4%	2.49%
TJX	Tjx Companies Inc /De/ Consumer Cyclical	Held	17,185	0	$1,133,866	−2.1%	2.44%
MTD	Mettler Toledo International Inc/ Healthcare	Held	806	0	$1,110,152	−0.6%	2.39%
BIO	Bio-Rad Laboratories, Inc. Healthcare	Held	1,300	0	$969,735	+15.8%	2.09%
STE	STERIS plc Healthcare	Held	4,626	0	$944,999	−1.0%	2.04%
C	Citigroup Inc Financial Services	Added	13,095	+70	$919,007	−0.3%	1.98%
HD	Home Depot, Inc. Consumer Cyclical	Added	2,365	+185	$776,334	+11.7%	1.67%
MSFT	Microsoft Corp Technology	Added	2,701	+317	$761,465	+17.9%	1.64%
DIS	Walt Disney Co Communication Services	Added	4,291	+96	$725,908	−1.6%	1.57%
LULU	lululemon athletica inc. Consumer Cyclical	Held	1,602	0	$648,329	+10.9%	1.40%
CME	Cme Group Inc. Financial Services	Held	3,228	0	$624,230	−9.1%	1.35%
STWD	Starwood Property Trust, Inc. Real Estate	Held	23,435	0	$572,048	−6.7%	1.23%
AXP	American Express Co Financial Services	Held	3,240	0	$542,797	+1.4%	1.17%
LPLA	LPL Financial Holdings Inc. Financial Services	Held	3,400	0	$532,984	+16.1%	1.15%
AME	Ametek Inc/ Industrials	Held	4,075	0	$505,340	−7.1%	1.09%
FICO	Fair Isaac Corp Technology	Held	1,027	0	$408,674	−20.8%	0.88%
CAT	Caterpillar Inc Industrials	Held	1,997	0	$383,364	−11.8%	0.83%
COST	Costco Wholesale Corp /New Consumer Defensive	Held	830	0	$372,960	+13.6%	0.80%
ITW	Illinois Tool Works Inc Industrials	Added	1,779	+9	$367,594	−7.1%	0.79%
JPM	Jpmorgan Chase & Co Financial Services	Added	2,041	+168	$334,091	+14.7%	0.72%
MFC	Manulife Financial Corp Financial Services	Held	17,184	0	$330,620	−2.3%	0.71%
STZ	Constellation Brands, Inc. Consumer Defensive	Added	1,499	+239	$315,824	+7.2%	0.68%
GPN	Global Payments Inc Industrials	Held	1,978	0	$311,693	−16.0%	0.67%
BAC	Bank Of America Corp /De/ Financial Services	Held	7,178	0	$304,706	+3.0%	0.66%
JNJ	Johnson & Johnson Healthcare	Added	1,784	+21	$288,116	−0.8%	0.62%
HON	Honeywell International Inc Industrials	Held	1,371	0	$274,303	−3.2%	0.59%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	918	0	$250,558	−1.8%	0.54%
PFE	Pfizer Inc Healthcare	Held	5,349	0	$230,060	+9.8%	0.50%
META	Meta Platforms, Inc. Communication Services	Held	677	0	$229,767	−2.4%	0.50%
YUM	Yum Brands Inc Consumer Cyclical	NEW	1,667	NEW	$203,890	NEW	0.44%
NOW	ServiceNow, Inc. Technology	Held	1,583	0	$197,010	+13.2%	0.42%
GE	General Electric Co Industrials	NEW	2,736	NEW	$175,622	NEW	0.38%
GOOGL	Alphabet Inc. Communication Services	Held	807	0	$107,876	+9.5%	0.23%
AMZN	Amazon Com Inc Consumer Cyclical	Added	610	+42	$100,193	+2.6%	0.22%
AVGO	Broadcom Inc. Technology	Held	1,074	0	$52,081	+1.7%	0.11%