FALCON POINT CAPITAL, LLC

CIK

1251557

Location

SAN FRANCISCO, CA

Portfolio Value

Micro $9,838,250

Diversification

Diversified

Filing Date

Global Rank

#5,945 / 6,028 ▼ 597 · as of Dec 2020

Top Industry

Semiconductors 16.7%

Period ended 5 years ago

Filed Jan 29, 2021 · 5y

4 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Dec 31, 2020, never from the firm's own description.

Style

Unknown

$9,838,250 of valued equity, under the $10,000,000 needed to band a style

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Horizon unknown

The value-weighted holding period is at least 2.1 quarters, but 28.0% of the book was already held when coverage starts

Closest benchmark: the Nasdaq-100 as of 2020-12-31, active share 87.4%; sector active share 34.4% against the combined 13F book's sector weights.

Over time 4 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

35 tracked positions · as of Dec 31, 2020 · Δ vs Sep 30, 2020

Top Position

5.1%

−3.0 pts

Top 5

22.2%

−10.3 pts

Top 10

38.8%

−14.7 pts

HHI

308

Diversified−143

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2020

Sector	% Portfolio	Value	Positions
Technology	36.0%	$3,538,138	12
Industrials	13.5%	$1,332,932	5
Consumer Cyclical	10.8%	$1,065,622	5
Unclassified	10.7%	$1,049,000	3
Financial Services	9.2%	$907,877	3
Basic Materials	7.9%	$778,460	3
Communication Services	5.4%	$529,001	2
Real Estate	5.1%	$506,505	1
Consumer Defensive	1.3%	$130,715	1

Last Quarter's Activity

Export CSV

Dec 31, 2020 vs Sep 30, 2020

Added To

Positions the filer increased

6 positions

Ticker	Company	Δ Shares	Shares	Value
LINC	Lincoln Educational Services Corp	+5,610	20,110	$130,715
AEM	Agnico Eagle Mines Ltd	+390	3,539	$249,534
DHI	Horton D R Inc	+275	3,175	$218,821
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+271	3,133	$341,622
V	Visa Inc.	+130	1,488	$325,470
MA	Mastercard Inc	+56	808	$288,407
No positions match the current search.

Trimmed

Positions the filer reduced

11 positions

Ticker	Company	Δ Shares	Shares	Value
RAMP	LiveRamp Holdings, Inc.	−2,542	3,464	$253,530
RNG	RingCentral, Inc.	−773	1,210	$458,553
FIVN	Five9, Inc.	−566	2,392	$417,164
DY	Dycom Industries Inc	−517	4,376	$330,475
FVRR	Fiverr International Ltd.	−451	1,563	$304,941
DT	Dynatrace, Inc.	−306	5,822	$251,917
MSFT	Microsoft Corp	−276	1,021	$227,090
NVDA	Nvidia Corp	−225	601	$313,842
—		−186	3,980	$291,000
CSGP	Costar Group, Inc.	−17	548	$506,505
AMZN	Amazon Com Inc	−5	66	$214,957
No positions match the current search.

New Positions

Positions the filer opened this quarter

18 positions

Ticker	Company	Shares	Value
—		11,500	$437,000
QCOM	Qualcomm Inc	2,389	$363,940
—		1,949	$321,000
NTIC	Northern Technologies International Corp	28,519	$301,160
—		1,970	$294,000
PWR	Quanta Services, Inc.	4,022	$289,664
XPO	XPO, Inc.	2,088	$248,889
DAL	Delta Air Lines, Inc.	5,800	$233,218
PCTY	Paylocity Holding Corp	1,132	$233,090
MU	Micron Technology Inc	3,100	$233,058
AAPL	Apple Inc.	1,750	$232,207
BBSI	Barrett Business Services Inc	3,382	$230,686
PAAS	Pan American Silver Corp	6,600	$227,766
PINS	Pinterest, Inc.	3,400	$224,060
CZR	Caesars Entertainment, Inc.	3,000	$222,810
AMD	Advanced Micro Devices Inc	2,313	$212,125
NVR	Nvr Inc	51	$208,072
ALV	Autoliv Inc	2,182	$200,962
No positions match the current search.

Sold Out

Positions the filer fully exited

11 positions

Ticker	Company	Shares	Value
BABA	Alibaba Group Holding Ltd	936	$275,165
GLD	Spdr Gold Trust	1,390	$246,196
—		1,501	$210,000
NFLX	Netflix Inc	405	$202,512
AGI	Alamos Gold Inc	20,286	$178,719
—		17,009	$173,000
—		12,369	$138,161
UTI	Universal Technical Institute Inc	15,419	$78,328
HL	Hecla Mining Co	12,875	$65,405
NOK	Nokia Corp	16,065	$62,814
—		36,951	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

35 tracked positions · $9,838,250 total · filing declares 45 positions · $11,871,000 · as of Dec 31, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Industrials Real Estate Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
CSGP	Costar Group, Inc. Real Estate	Reduced	548	-17	$506,505	+5.7%	4+	before history	5.15%
RNG	RingCentral, Inc. Technology	Reduced	1,210	-773	$458,553	−15.8%	4+	before history	4.66%
		NEW	11,500	NEW	$437,000	NEW	1	unpriced	4.44%
FIVN	Five9, Inc. Technology	Reduced	2,392	-566	$417,164	+8.8%	4+	before history	4.24%
QCOM	Qualcomm Inc Technology	NEW	2,389	NEW	$363,940	NEW	1	$139.28	3.70%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	3,133	+271	$341,622	+47.2%	2	$77.62	3.47%
DY	Dycom Industries Inc Industrials	Reduced	4,376	-517	$330,475	+27.9%	2	$48.45	3.36%
V	Visa Inc. Financial Services	Added	1,488	+130	$325,470	+19.9%	4+	before history	3.31%
		NEW	1,949	NEW	$321,000	NEW	1	unpriced	3.26%
NVDA	Nvidia Corp Technology	Reduced	601	-225	$313,842	−29.8%	4+	before history	3.19%
FVRR	Fiverr International Ltd. Communication Services	Reduced	1,563	-451	$304,941	+8.9%	2	$107.21	3.10%
NTIC	Northern Technologies International Corp Basic Materials	NEW	28,519	NEW	$301,160	NEW	1	$9.13	3.06%
		NEW	1,970	NEW	$294,000	NEW	1	unpriced	2.99%
		Reduced	3,980	-186	$291,000	−10.2%	2	unpriced	2.96%
PWR	Quanta Services, Inc. Industrials	NEW	4,022	NEW	$289,664	NEW	1	$65.94	2.94%
MA	Mastercard Inc Financial Services	Added	808	+56	$288,407	+13.4%	4+	before history	2.93%
RAMP	LiveRamp Holdings, Inc. Technology	Reduced	3,464	-2,542	$253,530	−18.5%	2	$49.99	2.58%
DT	Dynatrace, Inc. Technology	Reduced	5,822	-306	$251,917	+0.2%	3	$32.91	2.56%
AEM	Agnico Eagle Mines Ltd Basic Materials	Added	3,539	+390	$249,534	−0.5%	2	$76.24	2.54%
XPO	XPO, Inc. Industrials	NEW	2,088	NEW	$248,889	NEW	1	$104.76	2.53%
DAL	Delta Air Lines, Inc. Industrials	NEW	5,800	NEW	$233,218	NEW	1	$36.37	2.37%
PCTY	Paylocity Holding Corp Technology	NEW	1,132	NEW	$233,090	NEW	1	$192.39	2.37%
MU	Micron Technology Inc Technology	NEW	3,100	NEW	$233,058	NEW	1	$60.30	2.37%
AAPL	Apple Inc. Technology	NEW	1,750	NEW	$232,207	NEW	1	$120.28	2.36%
BBSI	Barrett Business Services Inc Industrials	NEW	3,382	NEW	$230,686	NEW	1	$65.19	2.34%
PAAS	Pan American Silver Corp Basic Materials	NEW	6,600	NEW	$227,766	NEW	1	$32.28	2.32%
MSFT	Microsoft Corp Technology	Reduced	1,021	-276	$227,090	−16.8%	4+	before history	2.31%
PINS	Pinterest, Inc. Communication Services	NEW	3,400	NEW	$224,060	NEW	1	$59.99	2.28%
CZR	Caesars Entertainment, Inc. Consumer Cyclical	NEW	3,000	NEW	$222,810	NEW	1	$62.71	2.26%
DHI	Horton D R Inc Consumer Cyclical	Added	3,175	+275	$218,821	−0.2%	2	$68.67	2.22%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	66	-5	$214,957	−3.8%	4+	before history	2.18%
AMD	Advanced Micro Devices Inc Technology	NEW	2,313	NEW	$212,125	NEW	1	$86.30	2.16%
NVR	Nvr Inc Consumer Cyclical	NEW	51	NEW	$208,072	NEW	1	$4,157.18	2.11%
ALV	Autoliv Inc Consumer Cyclical	NEW	2,182	NEW	$200,962	NEW	1	$86.42	2.04%
LINC	Lincoln Educational Services Corp Consumer Defensive	Added	20,110	+5,610	$130,715	+63.3%	2	$5.94	1.33%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.