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HAVENS ADVISORS LLC

Location
NEW YORK, NY
Portfolio Value
Micro $10,144,276
Diversification
Moderately concentrated
Filing Date
Global Rank
#6,949 / 7,078 ▼ 282 · as of Dec 2022
Top Industry
Semiconductors 25.8%
Period ended 3 years ago
Filed Jan 25, 2023 · 3y
12 quarters · since Mar 2020

Portfolio Concentration

22 tracked positions · as of Dec 31, 2022 · Δ vs Sep 30, 2022
Top Position
25.8%
−25.1 pts
Top 5
95.3%
−4.7 pts
Top 10
100.0%
0.0 pts
HHI
2,133
Mar 2020 → Dec 2022 · range 2,133 – 5,982
Moderately concentrated−1,574

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2022
Sector % Portfolio Value
Financial Services 35.1% $3,563,166
Technology 30.5% $3,089,750
Industrials 24.6% $2,495,610
Communication Services 9.8% $995,750
Unclassified 0.0% $0

Last Quarter's Activity

Export CSV
Dec 31, 2022 vs Sep 30, 2022

Added To

Positions the filer increased
5 positions
Ticker Δ Shares Shares Value Open
+71,658 150,658 $0
+26,000 90,000 $0

Trimmed

Positions the filer reduced
5 positions
Ticker Δ Shares Shares Value Open
39,000 51,000 $0
31,000 50,000 $0
9,000 29,000 $0

New Positions

Positions the filer opened this quarter
11 positions
Ticker Shares Value Open
21,000 $0
15,000 $0
84,859 $0
22,000 $0
28,000 $0
3,785 $0
73,000 $0
109,000 $0
10,000 $0

Sold Out

Positions the filer fully exited
14 positions
Ticker Shares Value Open
796,553 $0
4,400 $0
22,000 $0
20,000 $0
46,000 $0
10,000 $0
20,000 $0
126,300 $0
10,000 $0
35,000 $0
32,000 $0
89,000 $0
11,000 $0

Portfolio Positions

Export CSV View 13F filing
22 tracked positions · $10,144,276 total · filing declares 31 positions · $39,341,097 · as of Dec 31, 2022
Ticker Company Shares Value (USD) % of Portfolio History
150,658 $0 0.00%
84,859 $0 0.00%
90,000 $0 0.00%
29,000 $0 0.00%
28,000 $0 0.00%
15,000 $0 0.00%
51,000 $0 0.00%
39,000 $0 0.00%
109,000 $0 0.00%
3,785 $0 0.00%
21,000 $0 0.00%
10,000 $0 0.00%
22,000 $0 0.00%
50,000 $0 0.00%
73,000 $0 0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.