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OTA Financial Group L.P.

Location
PURCHASE, NY
Portfolio Value
Micro $71,458,007
Diversification
Highly concentrated
Reports for
OTA LLC OTA TRADING FUND 1 LLC
Filing Date
Global Rank
#6,462 / 7,017 ▼ 40 · as of Jun 2023
Top Industry
Travel Services 64.2%
3Y Alpha vs SPY
+9.3%
Period ended 3 years ago
Filed Aug 17, 2023 · 3y
14 quarters · since Mar 2020

Clone Performance

Sep 2023–Jan 2024 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio
+8.9%
SPY
+6.8%
Annualised alpha
+7.3%
Max drawdown
−12.8%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. Returns use comparable raw closes and exclude dividends. Captured split ratios restate closes onto one basis; only an unusable ratio can exclude earlier closes for that listing. It tracks 100% of reported value on average across 1 quarter.OTA Financial Group L.P. has stopped filing, so the simulation ends in Jan 2024 — where its last reported portfolio went stale — rather than trading that portfolio forward to today. Past performance does not predict future results.

Portfolio Concentration

4 tracked positions · as of Jun 30, 2023 · Δ vs Mar 31, 2023
Top Position
64.2%
+29.9 pts
Top 5
100.0%
+20.8 pts
Top 10
100.0%
+10.0 pts
HHI
4,998
Sep 2020 → Jun 2023 · range 927 – 4,998
Highly concentrated+3,087

Portfolio Trend

14 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2023
Sector % Portfolio Value
Consumer Cyclical 64.2% $45,905,610
Financial Services 28.6% $20,460,000
Communication Services 7.1% $5,092,397

Last Quarter's Activity

Export CSV
Jun 30, 2023 vs Mar 31, 2023

Added To

Positions the filer increased
1 positions
Ticker Δ Shares Shares Value Open

Trimmed

Positions the filer reduced
1 positions
Ticker Δ Shares Shares Value Open
21,586 10,534 $0

New Positions

Positions the filer opened this quarter
2 positions
Ticker Shares Value Open

Sold Out

Positions the filer fully exited
25 positions
Ticker Shares Value Open
39,287 $403,477
34,044 $348,951

Portfolio Positions

Export CSV View 13F filing
4 tracked positions · $71,458,007 total · filing declares 7 positions · $143,186 · as of Jun 30, 2023
Ticker Company Shares Value (USD) % of Portfolio History
10,534 $0 0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.