Empery Asset Management, LP

CIK

1469336

Location

NEW YORK, NY

Portfolio Value

Micro $82,413,046

Diversification

Moderately concentrated

Filing Date

Global Rank

#6,093 / 8,622 ▼ 447 · as of Mar 2026

Top Industry

Biotechnology 64.5%

3Y Alpha vs SPY

+5.9%

Period ended 4 months ago

Filed May 8, 2026 · 3mo

6 quarters · since Dec 2021

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+102.1%

SPY

+67.9%

Annualised alpha

+7.6%

Max drawdown

−62.5%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. It tracks 100% of reported value on average across 3 quarters. Past performance does not predict future results.

Portfolio Concentration

20 tracked positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

44.8%

+12.9 pts

Top 5

81.6%

+3.7 pts

Top 10

92.9%

−1.5 pts

HHI

2,480

Moderately concentrated+836

Portfolio Trend

6 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Healthcare	67.2%	$55,359,728	9
Consumer Cyclical	19.1%	$15,730,941	2
Energy	9.4%	$7,708,649	4
Technology	1.9%	$1,589,921	1
Basic Materials	1.3%	$1,048,389	1
Communication Services	0.6%	$491,792	1
Financial Services	0.3%	$266,051	1
Industrials	0.3%	$217,575	1

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

No qualifying positions this quarter.

Trimmed

Positions the filer reduced

7 positions

Ticker	Company	Δ Shares	Shares	Value
IMPP	Imperial Petroleum Inc./Marshall Islands	−2,305,306	877,645	$3,756,320
TNYA	Tenaya Therapeutics, Inc.	−1,127,168	4,286,933	$2,966,557
TLPH	Talphera, Inc.	−743,016	590,481	$442,860
CRML	Critical Metals Corp.	−359,421	132,039	$1,048,389
DTIL	Precision Biosciences Inc	−225,756	1,968,879	$10,828,834
BNTC	Benitec Biopharma Inc.	−25,000	30,440	$324,186
XFOR	X4 Pharmaceuticals, Inc	−6,987	8,944,118	$36,939,207
No positions match the current search.

New Positions

Positions the filer opened this quarter

12 positions

Ticker	Company	Shares	Value
VENU	Venu Holding Corp	1,007,729	$3,335,582
SCYX	Scynexis Inc	1,847,826	$1,694,456
BSIN	Big Sky Industrial Inc.	1,917,844	$1,687,702
CYN	Cyngn Inc.	957,784	$1,589,921
JAGU	Jaguar Uranium Corp.	487,500	$1,340,625
MSLE	Satellos Bioscience Inc.	230,100	$1,295,463
URG	Ur-Energy Inc	620,136	$924,002
PMN	ProMIS Neurosciences Inc.	60,353	$766,483
SLE	Super League Enterprise, Inc.	132,917	$491,792
ABTS	Abits Group Inc	172,761	$266,051
PRZO	ParaZero Technologies Ltd.	282,199	$217,575
NSRX	Nasus Pharma Ltd	45,803	$101,682
No positions match the current search.

Sold Out

Positions the filer fully exited

10 positions

Ticker	Company	Shares	Value
IMRX	Immuneering Corp	2,674,950	$17,601,171
ADUR	Aduro Clean Technologies Inc.	571,046	$5,916,036
EOSE	Eos Energy Enterprises, Inc.	249,726	$2,861,859
SRZN	Surrozen, Inc./DE	103,974	$2,349,812
KZIA	Kazia Therapeutics Ltd	170,000	$1,171,300
PROF	Profound Medical Corp.	143,532	$1,129,596
RBNE	Robin Energy Ltd.	301,072	$882,140
XLO	Xilio Therapeutics, Inc.	1,183,040	$757,145
ALURD	Allurion Technologies, Inc.	59,881	$73,653
TARA	Protara Therapeutics, Inc.	12,832	$68,394
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

20 tracked positions · $82,413,046 total · filing declares 32 positions · $83,015,714 · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Energy Financial Services Healthcare Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
XFOR	X4 Pharmaceuticals, Inc Healthcare	Reduced	8,944,118	-9,050,881	$36,939,207	−48.7%	44.82%
EMPD	Empery Digital Inc. Consumer Cyclical	Held	2,930,345	0	$12,395,359	−7.3%	15.04%
DTIL	Precision Biosciences Inc Healthcare	Reduced	1,968,879	-225,756	$10,828,834	+18.6%	13.14%
IMPP	Imperial Petroleum Inc./Marshall Islands Energy	Reduced	877,645	-2,305,306	$3,756,320	−67.4%	4.56%
VENU	Venu Holding Corp Consumer Cyclical	NEW	1,007,729	NEW	$3,335,582	NEW	4.05%
TNYA	Tenaya Therapeutics, Inc. Healthcare	Reduced	4,286,933	-1,127,168	$2,966,557	−23.0%	3.60%
SCYX	Scynexis Inc Healthcare	NEW	1,847,826	NEW	$1,694,456	NEW	2.06%
BSIN	Big Sky Industrial Inc. Energy	NEW	1,917,844	NEW	$1,687,702	NEW	2.05%
CYN	Cyngn Inc. Technology	NEW	957,784	NEW	$1,589,921	NEW	1.93%
JAGU	Jaguar Uranium Corp. Energy	NEW	487,500	NEW	$1,340,625	NEW	1.63%
MSLE	Satellos Bioscience Inc. Healthcare	NEW	230,100	NEW	$1,295,463	NEW	1.57%
CRML	Critical Metals Corp. Basic Materials	Reduced	132,039	-359,421	$1,048,389	−69.3%	1.27%
URG	Ur-Energy Inc Energy	NEW	620,136	NEW	$924,002	NEW	1.12%
PMN	ProMIS Neurosciences Inc. Healthcare	NEW	60,353	NEW	$766,483	NEW	0.93%
SLE	Super League Enterprise, Inc. Communication Services	NEW	132,917	NEW	$491,792	NEW	0.60%
TLPH	Talphera, Inc. Healthcare	Reduced	590,481	-743,016	$442,860	−70.9%	0.54%
BNTC	Benitec Biopharma Inc. Healthcare	Reduced	30,440	-25,000	$324,186	−56.6%	0.39%
ABTS	Abits Group Inc Financial Services	NEW	172,761	NEW	$266,051	NEW	0.32%
PRZO	ParaZero Technologies Ltd. Industrials	NEW	282,199	NEW	$217,575	NEW	0.26%
NSRX	Nasus Pharma Ltd Healthcare	NEW	45,803	NEW	$101,682	NEW	0.12%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.